405 Compliance Manager Jobs

MERJE is collaborating with a prestigious UK bank to find a Senior Manager of Regulatory and Compliance Oversight to join their growing team in London. In this role, you will play a vital part in upholding the bank's reputation and fostering a robust...

Go to similar: Manager jobs

Job Description Responsibilities (how we will measure success) The main purpose of the role is to provide advice and guidance to a portfolio of Appointed Representatives (ARs"), and to provide leadership and management within the team. In particular:...

Go to similar: Manager jobs

Responsibilities: - Champions a customer focused culture to deepen client relationships and leverage broader Bank relationships, systems and knowledge. - Responsible for providing advice and support in order to provide reasonable assurance that: - Th...

Go to similar: Manager jobs

Compliance Manager Are you a meticulous and detail-oriented professional? Do you have a passion for ensuring that a company operates within legal and ethical boundaries? If so, we have an exciting opportunity for you. Our client, a leading organisati...

Go to similar: Officer jobs

Compliance Manager Are you a meticulous and detail-oriented professional? Do you have a passion for ensuring that a company operates within legal and ethical boundaries? If so, we have an exciting opportunity for you. Our client, a leading organisati...

Go to similar: Officer jobs

A leading Investment Bank are looking to hire an Audit Manager (AVP)- Core Compliance into their expanding team in London. Seeking applicants who are subject matter experts in Core Compliance, although an audit background would be preferred it is not...

Go to similar: Manager jobs

Who we are: Triodos Bank is an award-winning organisation and one of Europe’s leading sustainable banks, whose mission is to make money work for positive social, environmental, and cultural change. We offer a wide range of banking services for people...

Go to similar: Officer jobs

Location : Head Office (Wokingham UK) Contract Type : Permanent Job Type: Full time Salary : 25,000 - 30,000 per annum Benefits : Family feel company • Flexible working hours • Training and progression opportunities • Annual performance and salary re...

Go to similar: Coordinator jobs

Compliance Officer (FTC) FTC - 6 months London - Milton Keynes - Wilmslow Role purpose This is a 6-month FTC to support the Head of Compliance in ensuring that the Bank adheres to its regulatory compliance responsibilities by providing appropriate co...

Go to similar: Officer jobs

Our client, an esteemed name in the emerging investment space are looking for a Compliance Officer to join them reporting to the Compliance Manager and COO. Who They Are: Not your typical investment firm. They thrive on teamwork, quality research, an...

Go to similar: Officer jobs

Primary Details Time Type: Full time Worker Type: Employee Head of Compliance Monitoring London The Opportunity QBE Europe is currently recruiting for a Head of Compliance Monitoring to join a well-established and successful compliance team in our Lo...

Go to similar: Manager jobs

We are inviting applications for compliance officer position for an international bank based in city London . This is a 6 months contract to start immediately. Key Responsibilities: Performing Compliance Risk Assessments Second line oversight of the ...

Go to similar: Officer jobs

Six Month Contract – AML and MAR Experience Required Ref: 4026G 70K - 80K pro-rata Hybrid/Kent We have been appointed by our Client, a boutique Retail & Institutional Stockbroker, who are looking to recruit a Compliance Manager to assist and work wit...

Go to similar: Officer jobs

At M&G our purpose is to help people manage and grow their savings and investments, responsibly. As a business, we are continuing to take steps towards a sustainable future, delivering better long-term solutions for our customers and clients and iden...

Go to similar: Consultant jobs

Six Month Contract – Stockbroking, Asset Management or PWM Compliance Monitoring Experience Required 4025G 70K - 80K pro-rata Hybrid/Kent We have been appointed by our Client, a boutique Retail & Institutional Stockbroker, who are looking to recruit ...

Go to similar: Manager jobs

At M&G our purpose is to help people manage and grow their savings and investments, responsibly. As a business, we are continuing to take steps towards a sustainable future, delivering better long-term solutions for our customers and clients and iden...

Go to similar: Consultant jobs

Position: Head of Compliance Location: London (with possible travel abroad) Full-Time Company Overview: Gold Grain Capital is a boutique firm specialising in structured and alternative investment products, custom securitisation solutions, and wealth ...

Go to similar: Manager jobs

Practice Group / Department: Risk & Compliance Legal Management - London Job Description We're Norton Rose Fulbright - a global law firm with over 50 offices and 7,000 employees worldwide. We provide the world’s preeminent corporations and financial ...

Go to similar: Lawyer jobs

Primary Details Time Type: Full time Worker Type: Employee Head of Compliance Monitoring London The Opportunity QBE Europe is currently recruiting for a Head of Compliance Monitoring to join a well-established and successful compliance team in our Lo...

Go to similar: Manager jobs

Practice Group / Department: Risk & Compliance Legal Management - London Job Description We're Norton Rose Fulbright - a global law firm with over 50 offices and 7,000 employees worldwide. We provide the world’s preeminent corporations and financial ...

Go to similar: Lawyer jobs

Company Description Wise is a global technology company, building the best way to move and manage the world's money. Min fees. Max ease. Full speed. Whether people and businesses are sending money to another country, spending abroad, or making and re...

Company Description Wise is a global technology company, building the best way to move and manage the world's money. Min fees. Max ease. Full speed. Whether people and businesses are sending money to another country, spending abroad, or making and re...

Serves as a senior Privacy and Responsible Data compliance risk manager for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, procedures, processes, and programs to prevent violations of law, ru...

Go to similar: Director jobs

Serves as a senior Privacy and Responsible Data compliance risk manager for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, procedures, processes, and programs to prevent violations of law, ru...

Go to similar: Director jobs

Job Title - Manager - Policy & Controls Location - Peterborough (Hydrid 1-2 days per week) Reporting to th e Senior Manager - Policy & Controls , the Manager - Policy & Controls will support the setting of Group Finance accounting and reporting polic...

Go to similar: Manager jobs