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About Us: BETA CAPITAL MANAGEMENT is a dynamic and forward-thinking financial firm dedicated to providing exceptional investment and wealth management services. We are committed to maintaining the highest standards of compliance and ethics in all our...
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What the Hiring Manager Says What the Hiring Manager Says An exciting opportunity has become available to join an established Compliance Team at Quilter Cheviot, a longstanding investment management firm, reporting to the Compliance Manager responsib...
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Job Description Responsibilities The Senior Compliance Consultant will be able to independently manage and develop key client relationships, lead client project work (client secondments, AML investor refreshes, regulatory change projects e.g. IFPR, F...
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Location London - One Canada Square, Level 25 Business - Brookfield Oaktree Wealth Solutions Brookfield Asset Management, a leading global alternative asset manager, has an exemplary 100 year history of owning and operating real assets and related bu...
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Role & Responsibilities: Assist in the delivery of the annual compliance monitoring programme by undertaking agreed monitoring activities to a high standard and delivering results in a timely manner. Work proactively to identify control gaps and weak...
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About Us: LSEG (London Stock Exchange Group) is more than a diversified global financial markets infrastructure and data business. We are dedicated, open-access partners with a dedication to excellence in delivering the services our customers expect ...
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Compliance Manager, Funds and Distribution 22 Bishopsgate, London - Hybrid Permanent At AXA IM our purpose, to act for human progress by investing for what matters, is central to every action we take as a business. As a responsible asset manager, we ...
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Responsibilities: Monitor the regulatory environment to keep abreast of current legislation, key regulatory initiatives and future developments and interpret the impact on all business areas. Assist in the ongoing review and updating of compliance po...
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Requirements: · Minimum of 5 years of experience in internal and/or external audit, compliance testing team or a similar function within the financial industry · Extensive experience in compliance test planning, processes and controls design assessme...
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Our client offers Investment Banking, Private Equity and Institutional Sales services across Europe . In Europe their London and Frankfurt offices act as a strong, stable and trusted financial partner to clients in Investment Banking, Private Equity ...
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A GLOBAL LEADING ASSET MANAGER WITH A DIVERSE & INCLUSIVE CULTURE As the Global Asset Management business of Prudential, we're always looking for ways to improve financial services. We're passionate about making a meaningful impact - touching the liv...
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Business Unit: Information Technology Industry: No Industry Overview Houlihan Lokey, Inc. (NYSE:HLI) is a global investment bank with expertise in mergers and acquisitions, capital markets, financial restructuring, and financial and valuation advisor...
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Overview 2025 BNY Analyst Program - Risk & Compliance At BNY, our culture empowers you to grow and succeed. As a leading global financial services company at the center of the world's financial system we touch nearly 20% of the world's investible ass...
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Overview 2025 BNY Analyst Program - Risk & Compliance At BNY, our culture empowers you to grow and succeed. As a leading global financial services company at the center of the world's financial system we touch nearly 20% of the world's investible ass...
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Overview 2025 BNY Analyst Program - Risk & Compliance At BNY, our culture empowers you to grow and succeed. As a leading global financial services company at the center of the world's financial system we touch nearly 20% of the world's investible ass...
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Overview 2025 BNY Summer Internship Program - Risk & Compliance At BNY, our culture empowers you to grow and succeed. As a leading global financial services company at the center of the world's financial system we touch nearly 20% of the world's inve...
Overview 2025 BNY Summer Internship Program - Risk & Compliance At BNY, our culture empowers you to grow and succeed. As a leading global financial services company at the center of the world's financial system we touch nearly 20% of the world's inve...
Overview 2025 BNY Summer Internship Program - Risk & Compliance At BNY, our culture empowers you to grow and succeed. As a leading global financial services company at the center of the world's financial system we touch nearly 20% of the world's inve...
PGIM Private Alternatives | Compliance Director (13-Month Fixed-Term Contract) Real Estate Compliance, Based in London A GLOBAL FIRM WITH A DIVERSE & INCLUSIVE CULTURE Our Vision: At PGIM, we care about our employees, and we are committed to seeing t...
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Practice Group / Department: General Counsel & Risk Management Job Description We're Norton Rose Fulbright - a global law firm with over 50 offices and 7,000 employees worldwide. We provide the world’s preeminent corporations and financial institutio...
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Practice Group / Department: General Counsel & Risk Legal Management Job Description We're Norton Rose Fulbright - a global law firm with over 50 offices and 7,000 employees worldwide. We provide the world’s preeminent corporations and financial inst...
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Our client is an insurance consultancy business that encompasses a broad range of services for energy and non-energy related companies and operates on a worldwide basis. They have a team of specialists who provide independent advice that is tailored ...
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Trade Finance Officer (FTC) Location: London (Hybrid Working) Position Type: Fixed Term Contract (FTC) (12 months) Are you a detail-oriented professional with a passion for international trade and finance? We are looking for a highly motivated Trade ...
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A unique and exciting opportunity to join the Primary Market and AIM Regulation team ( PMAR ") a dynamic and impactful team, working in a live market environment. PMAR sits within the wider Market Regulation team of LSE plc (the Recognised Investment...
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Treasury Operations Analyst Location: London (Hybrid Working) Contract Type: Daily Rate Contract We are seeking a detail-oriented and proactive Treasury Operations Analyst to join a leading bank based in London on a daily rate contracting basis. This...
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There are 87 graduate Compliance jobs within 10 miles of West London on Reed.co.uk right now.
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