1,207 Compliance Jobs in West London

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Compliance, Federation Compliance, EMEA - Engineering, Technology Risk and GCDI Coverage, Executive Director, London

Compliance, Federation Compliance, EMEA - Engineering, Technology Risk and GCDI Coverage, Executive Director, London

5 days ago by eFinancialCareers

OUR IMPACT At Goldman Sachs, the mandate of Global Compliance is to prevent, detect and mitigate compliance, regulatory, and reputational risk across the firm and help to strengthen the firm's culture of compliance. Compliance accomplishes this manda...

Job hidden.
Compliance, Regulatory Practice Group, Associate, London

Compliance, Regulatory Practice Group, Associate, London

5 days ago by eFinancialCareers

OUR IMPACT Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through the firm's enterprise-wide compliance...

Job hidden.
Exclusive - Regulatory Compliance Manager - Corporate Banking

Exclusive - Regulatory Compliance Manager - Corporate Banking

5 days ago by eFinancialCareers

We are exclusively recruiting for leading international bank looking to hire a Governance & Compliance specialist. The role will be extremely broad, managing regulatory projects, regulatory change and horizon watching. Main Responsibilities Building ...

Job hidden.
Compliance, Regulatory Practice Group, Associate, London

Compliance, Regulatory Practice Group, Associate, London

OUR IMPACT Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through the firm's enterprise-wide compliance...

Job hidden.
Senior Regulatory Compliance Manager, Prudential and Investments

Senior Regulatory Compliance Manager, Prudential and Investments

12 April by eFinancialCareers

Company Description Wise is a global technology company, building the best way to move and manage the world's money. Min fees. Max ease. Full speed. Whether people and businesses are sending money to another country, spending abroad, or making and re...

Job hidden.
Internal Audit - Compliance & Legal - Associate - London

Internal Audit - Compliance & Legal - Associate - London

5 days ago by eFinancialCareers

INTERNAL AUDIT In Internal Audit, we ensure that Goldman Sachs maintains effective controls by assessing the reliability of financial reports, monitoring the firm's compliance with laws and regulations, and advising management on developing smart con...

Job hidden.
Compliance Advisory - Investment Management and Wealth Advisory

Compliance Advisory - Investment Management and Wealth Advisory

5 days ago by eFinancialCareers

Required skills and knowledge: • A well-developed understanding of the FCA regulations applicable to Investment Management and Advisory (Financial Planning / Wealth Planning) businesses. • An understanding of the FCA rules in relation to ESG, Princip...

Job hidden.
Senior Regulatory Compliance Manager, Prudential and Investments

Senior Regulatory Compliance Manager, Prudential and Investments

5 days ago by eFinancialCareers

Company Description Wise is a global technology company, building the best way to move and manage the world's money. Min fees. Max ease. Full speed. Whether people and businesses are sending money to another country, spending abroad, or making and re...

Job hidden.
Senior Compliance Advisory Manager - Private Banking - London

Senior Compliance Advisory Manager - Private Banking - London

5 days ago by eFinancialCareers

RESPONSIBILITIES Act as the lead compliance advisor on application of the FCA handbook, Payments Services regulation and UK law Support the Head of Compliance with FCA and PRA engagement Review communications and oversee reporting Assist with establi...

Job hidden.
Senior Manager VP - Business Compliance Advisory, Commodities

Senior Manager VP - Business Compliance Advisory, Commodities

Are you a seasoned Compliance professional with a deep understanding of commodities trading regulations? Do you thrive in a fast-paced environment and excel at managing compliance programs for commodities trading activities? If so, we have the perfec...

Job hidden.
Global Compliance - Asset Management - Vice President - London

Global Compliance - Asset Management - Vice President - London

5 days ago by eFinancialCareers

OUR IMPACT Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through the firm's enterprise-wide compliance...

Job hidden.
Senior Compliance Advisory Manager - Private Banking - London

Senior Compliance Advisory Manager - Private Banking - London

RESPONSIBILITIES Act as the lead compliance advisor on application of the FCA handbook, Payments Services regulation and UK law Support the Head of Compliance with FCA and PRA engagement Review communications and oversee reporting Assist with establi...

Job hidden.
Compliance Product Officer - Commodities/Futures VP at Citi

Compliance Product Officer - Commodities/Futures VP at Citi

5 days ago by eFinancialCareers

Serves as a function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or r...

Job hidden.
Compliance AML Risk Management Markets - Director at Citi

Compliance AML Risk Management Markets - Director at Citi

5 days ago by eFinancialCareers

The Compliance Anti-Money Laundering (AML) Risk Management Director is a senior management level position responsible for establishing internal procedures to prevent money laundering and assist in all matters concerning financial crimes in coordinati...

100 - 125 of 1,207 jobs
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