11 Compliance Jobs in Wenvoe

This role is best suited to those with experience within a financial services firm or a similar regulated environment or with onboarding experience. This is a hybrid role, with travel to either the London or Cardiff offices once a week. The salary of...

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File Checker / compliance Up to 50,000 Remote working available Are you an experienced Financial Services Professional who holds the Level 4 Diploma in Financial planning? If so, this opportunity to join a dynamic and growing financial advisory servi...

My client is a thriving National IFA who is seeking a dynamic and experienced Training and Competence Manager, to lead the development and performance management of our Financial Advisers. The successful candidate will ensure the team delivers except...

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We are seeking a diligent and detail-oriented Mortgage Processor to join our team. As a Mortgage Processor, you will play a crucial role in efficiently handling mortgage applications within specified timelines, ensuring compliance with lending criter...

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We have successfully recruited during 2023 and as the business grows and develops, we now require an additional two Quality Assurance team members to join our wider Legal and Compliance team. We are seeking candidates who have some demonstrable exper...

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Are you a Financial Adviser looking for a new role? Are you already or looking to step into the Self employed world? A world where you leads are provided We are recruiting for an experienced Financial Adviser based in or around the area of Cardiff to...

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My financial services client in Cardiff are looking for an experienced Senior Financial Crime Operations Manager to join the team on a 12 month Outside IR35 contract. The successful candidate will have a big part in the strategic set up of the Financ...

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We are currently looking for a Mortgage and Protection Adviser to join our clients, a nationally recognised Estate Agency, who are looking for a Mortgage and Protection Adviser to join their busy team in the Cardiff area They are experiencing high le...

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Financial Advisor | Independent Financial Advisor 100,000 - 250,000 | Un-Capped Earnings Nationwide Roles YOUR NEW COMPANY A boutique Financial Planning business seeks to expand organically its network of Diploma Qualified Financial Advisor’s across ...

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Mortgage Advisor - Residential / 2nd Charge / Bridging Finance All regulated products - 3 Days working from home Up to 30,000 Great bonuses The Opportunity Our focus on whole of market access and our specialist mortgages expertise means that no solut...

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An additional role has arisen for an Underwriter due to our continued success. Having successfully recruited for the Underwriting team during 2023, we now have an additional vacancy for an Underwriter ideally with previous mortgage experience to work...

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