431 Compliance Jobs in Surrey

City & Capital are currently representing a highly respected & fast growing investment house and commercial property finance lender who have retained our services to support the continued growth of their brand new in-house legal & compliance departme...

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Job Title: Paraplanner Company: Leading Wealth & Investment Management Firm Location: London (Hybrid working with up to three days work from home) Salary: 45,000 to 55,000 per annum, plus bonus and benefits Are you an experienced Paraplanner looking ...

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My client, a leader in the Spread Betting, CFD Trading space, is on the lookout for a seasoned Finance Director with a strong background in CASS and FCA regulatory frameworks to lead their B2B division’s financial strategy and operations. This role i...

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My client, a leader in the Spread Betting, CFD Trading space, is on the lookout for a seasoned Finance Director with a strong background in CASS and FCA regulatory frameworks to lead their B2B division’s financial strategy and operations. This role i...

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Job Title: Paraplanner Company: Leading Wealth & Investment Management Firm Location: London (Hybrid working with up to three days work from home) Salary: Up to 53,000 per annum, plus bonus and benefits Are you an experienced Paraplanner looking to j...

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Our client, a leading organization in finance, technology and financial news sector, is looking for diligent, highly motivated and talented KYC Client Onboarding Analyst to join their dynamic KYC department. This a 12-month temporary contract with an...

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Leading global business New team Market leading Meraki Talent are working with a leading global online broker who offer a variety of products to their clients to help them identify a Risk Management Executive to join their new growing governance team...

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An exciting opportunity for a mortgage and protection administrator has opened at a highly regarded financial planning business, based in Horsham, that specialise in all aspects of savings, investments, and retirement planning. This is a fantastic op...

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Transaction Reporting Business Analyst (MiFID & EMIR/SFTR) Global Hedge Fund We are looking for experienced Transaction Reporting Business Analysts to join our client's Transaction Reporting team. One role will primarily focus on MiFID transaction re...

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One of the UK’s leading Wealth Management firms is currently seeking to recruit high quality Wealth Planning Administrators (with previous knowledge of Xplan) to join their London team. Role offers hybrid working with 3 days in the office and 2 from ...

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Experienced financial planning administrator or support person required for our established and friendly IFA firm in central London. There is huge potential in this role. Hybrid working 3 days in the office. Salary from 40,000. Are you an experienced...

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Our client, established for over twenty years is an independent, family-run financial planning firm with whole of market access. Due to on-going success require a Paraplanner. The role is based in central London with easy transport links. Duties: Pre...

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SENIOR FRAUD ANALYTICS MANAGER 100,000 LONDON An exciting Fintech company is currently hiring for a Senior Fraud Analytics Manager. This role will work closely with the senior stakeholders in the business and drive huge value for the business. This r...

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Treasury Assistant - Banking Location: Central London (Office Based) Salary: 30,000 Excellent Benefits Our client a leading foreign bank are seeking a Treasury Assistant to join their team and support the dealing Treasury operation, and to eventually...

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We have successfully recruited during 2023 and as the business grows and develops, we now require an additional two Quality Assurance team members to join our wider Legal and Compliance team. We are seeking candidates who have some demonstrable exper...

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We have successfully recruited during 2023 and as the business grows and develops, we now require an additional two Quality Assurance team members to join our wider Legal and Compliance team. We are seeking candidates who have some demonstrable exper...

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The Middle Office Analyst will need to independently perform procedures, analysis and report preparation to support the department and other internal service areas by answering questions regarding proprietary and non-proprietary investments. Identify...

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My client is a very well established, successful, Directly Authorised Independent Mortgage Brokerage. The company's main aim is to provide the best and most impartial advice available to its clientele. The firms clients are frequently of a HNW nature...

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Pensions Administrator London / Hybrid 30,000 - 40,000 (DOE) and Benefits One of IT Bods leading clients is a FTSE 100 multi national organisation working within the Food and Retails sector. They are looking for several experienced Pensions Administr...

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Deputy Money Laundering Reporting Officer (DMLRO) Financial Services London We are working with a leading independent bridging finance provider based in the United Kingdom. With a strong presence in the market, specialising in offering fast and flexi...

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LEAD IFRS9 QUANTITATIVE ANALYST UP TO 90,000 LONDON Join as an IFRS9 analyst for a fast-growing lender, developing diverse models across the bank for unique exposure and career growth. If you're an experienced regulatory model developer seeking progr...

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As a Paraplanner, you will play a pivotal role in supporting our team of experienced financial advisers in providing top-notch financial planning services to our clients. Your responsibilities will include, but are not limited to: Research and Analys...

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I am delighted to be recruiting on behalf of one of our key financial services clients for a Head of Finance on a part-time basis (3 or 4 full days). You will be reporting directly to the CFO. Key Responsibilities: Lead and manage the finance team, f...

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A multi-award winning Wealth Management firm based in Central London is looking to recruit a detail-oriented team player to collaborate across departments and ensure the smooth running of their financial planning team. This Office Administrator posit...

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One of the UK’s leading Investment Managers is currently seeking to recruit an Investment Associate to join one of their established teams. The role would suit a graduate or a graduate with 1 year’s office experience seeking learn and develop within ...

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