717 Compliance File Jobs

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Compliance File Reviewer

Compliance File Reviewer

Compliance File Reviewer - Fully remote Compliance File Reviewer required by a national wealth management firm, to work on a fully remote basis. Your role is to work alongside the Training and Competence Manager in order to check and support advisers...

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Compliance File Reviewer

Compliance File Reviewer

Our client is a successful compliance consultancy firm who are looking for an experienced Compliance File Reviewer to join the team. You will be responsible for providing feedback to clients with reference to files reviewed and compliance issues rais...

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Financial Services Compliance Administrator - file checking

Financial Services Compliance Administrator - file checking

20 Feburary by Astral Recruitment

Our client is a successful and established multi branch Financial Services company and they are currently looking for a Compliance Administrator to join the team The successful candidate will ideally be based in Shoreham but we could look at a base a...

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Financial Services Compliance Administrator - file checking

Financial Services Compliance Administrator - file checking

20 Feburary by Astral Recruitment

Our client is a successful and established multi branch Financial Services company and they are currently looking for a Compliance Administrator to join the team The successful candidate will ideally be based in Shoreham but we could look at a base a...

Job hidden.
Financial Services Compliance Administrator - file checking

Financial Services Compliance Administrator - file checking

20 Feburary by Astral Recruitment

Our client is a successful and established multi branch Financial Services company and they are currently looking for a Compliance Administrator to join the team The successful candidate will ideally be based in Shoreham but we could look at a base a...

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Housing Law Paralegal

Housing Law Paralegal

Duncan Lewis Solicitors (Ltd): Regulated by the Solicitor’s Regulation Authority, Duncan Lewis Solicitors was founded in 1998 and is headquartered in the City of London (Fenchurch Street EC3M), with offices nationwide. We are recognized by the Legal ...

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Housing Law Paralegal

Housing Law Paralegal

Duncan Lewis Solicitors (Ltd): Regulated by the Solicitor’s Regulation Authority, Duncan Lewis Solicitors was founded in 1998 and is headquartered in the City of London (Fenchurch Street EC3M), with offices nationwide. We are recognized by the Legal ...

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Housing Law Paralegal

Housing Law Paralegal

Duncan Lewis Solicitors (Ltd): Regulated by the Solicitor’s Regulation Authority, Duncan Lewis Solicitors was founded in 1998 and is headquartered in the City of London (Fenchurch Street EC3M), with offices nationwide. We are recognized by the Legal ...

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Social Housing Solicitor

Social Housing Solicitor

Duncan Lewis Solicitors (Ltd): Regulated by the Solicitor’s Regulation Authority, Duncan Lewis Solicitors was founded in 1998 and is headquartered in the City of London (Fenchurch Street EC3M), with offices nationwide. We are recognised by the Legal ...

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Children Law Paralegal

Children Law Paralegal

Duncan Lewis Solicitors (Ltd): Regulated by the Solicitor’s Regulation Authority, Duncan Lewis Solicitors was founded in 1998 and is headquartered in the City of London (Fenchurch Street EC3M), with offices nationwide. We are recognised by the Legal ...

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Children Law Paralegal

Children Law Paralegal

Duncan Lewis Solicitors (Ltd): Regulated by the Solicitor’s Regulation Authority, Duncan Lewis Solicitors was founded in 1998 and is headquartered in the City of London (Fenchurch Street EC3M), with offices nationwide. We are recognised by the Legal ...

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Family Law Paralegal

Family Law Paralegal

Duncan Lewis Solicitors (Ltd): Regulated by the Solicitor’s Regulation Authority, Duncan Lewis Solicitors was founded in 1998 and is headquartered in the City of London (Fenchurch Street EC3M), with offices nationwide. We are recognised by the Legal ...

Job hidden.
Children Law Paralegal

Children Law Paralegal

Duncan Lewis Solicitors (Ltd): Regulated by the Solicitor’s Regulation Authority, Duncan Lewis Solicitors was founded in 1998 and is headquartered in the City of London (Fenchurch Street EC3M), with offices nationwide. We are recognised by the Legal ...

Job hidden.
Public Law Paralegal

Public Law Paralegal

Duncan Lewis Solicitors (Ltd): Regulated by the Solicitor’s Regulation Authority, Duncan Lewis Solicitors was founded in 1998 and is headquartered in the City of London (Fenchurch Street EC3M), with offices nationwide. We are recognized by the Legal ...

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Immigration Paralegal

Immigration Paralegal

Duncan Lewis Solicitors (Ltd): Regulated by the Solicitor’s Regulation Authority, Duncan Lewis Solicitors was founded in 1998 and is headquartered in the City of London (Fenchurch Street EC3M), with offices nationwide. We are recognised by the Legal ...

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Crime Duty Solicitor

Crime Duty Solicitor

Duncan Lewis Solicitors (Ltd): Regulated by the Solicitor’s Regulation Authority, Duncan Lewis Solicitors was founded in 1998 and is headquartered in the City of London (Fenchurch Street EC3M), with offices nationwide. We are recognised by the Legal ...

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Education Solicitor

Education Solicitor

Duncan Lewis Solicitors (Ltd): Regulated by the Solicitor’s Regulation Authority, Duncan Lewis Solicitors was founded in 1998 and is headquartered in the City of London (Fenchurch Street EC3M), with offices nationwide. We are recognised by the Legal ...

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File Reviewer/Compliance Assistant - Financial Planning

File Reviewer/Compliance Assistant - Financial Planning

24 June by Fram Search

Remote Salary to 40k Established financial planning firm Our client is an established financial planning firm who have an experienced team and are growing. They are an independent financial adviser firm, and due to growth they are keen to hire a Comp...

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IFA Administrator

IFA Administrator

3 days ago by Blakemore Recruitment

We are currently recruiting for a Financial Planning practice in Chelmsford who are looking for an IFA Administrator to join their team. They are looking for someone who has experience within an IFA practice. Duties: Process business submissions with...

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