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Job Title: Senior Compliance Advisor Department: Compliance Reports to: Head of Advisory. Compliance Team Overview The European Compliance department comprises four teams: Compliance Advisory, Compliance Ireland, Financial Crime Prevention and Core &...
Responsibilities (brief): Responsible for assisting the business in management of its Conduct Risk Framework, embedding the Consumer Duty and related tasks Support the CO/DCO in embedding, promoting and supporting a transparent, positive and proporti...
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Location: London Contract Type: Permanent/ Full time Salary: 35,000 Benefits: Pension, PMI, Bupa Cashplan, Wagestream (flexible pay), Perkbox, Techscheme, Volunteer days, Birthday lie in, EAP, Wellbeing support. Are you ready to carve your own path i...
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Key Responsibilities & Tasks Responsibilities will include, but not be limited to: • Support and implement the annual Compliance Plan, identifying areas requiring additional monitoring and testing. • Provide guidance on ethical and conduct related ma...
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We have an outstanding opportunity within our Financial Crime Risk Team. This Team manages and oversees financial crime risk supporting our Macquarie Commodities Business. At Macquarie, we are working to create lasting value for our communities, our ...
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State Street Global Advisors (SSGA) is the investment management arm of State Street Corporation, one of the world's leading providers of financial services to institutions. SSGA's Client Coverage Group is responsible for all institutional and interm...
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Practice Group / Department: Compliance Financial Crime - London Job Description We're Norton Rose Fulbright - a global law firm with over 50 offices and 7,000 employees worldwide. We provide the world’s preeminent corporations and financial institut...
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Premium / Proportional Treaty Technician Are you a Premium / Proportional Treaty Technician with experience working in the London Market/ or general insurance? Do you have experience analysing and processing XOL and Proportional Treaty Accounts and w...
Job Description: Job Description DWS Group (DWS) is one of the world's leading asset managers with EUR 928bn of assets under management (as of December 2021). Building on more than 60 years of experience and a reputation for excellence in Germany and...
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Job Description: Employer: DWS Group Title: Corporate/M&A Legal Structuring - Alternatives, DWS Infrastructure Location: London About DWS: Today, markets face a whole new set of pressures - but also a whole lot of opportunity too. Opportunity to inno...
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Job Description: Job Title European Credit Structurer Location London Corporate Title Associate European Credit Structuring is a cross product structuring team, working alongside Deutsche Bank's market-leading Global Financing and Credit Trading (GFC...
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RESPONSIBILITIES Act as the lead compliance advisor on application of the FCA handbook, Payments Services regulation and UK law Support the Head of Compliance with FCA and PRA engagement Review communications and oversee reporting Assist with establi...
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RESPONSIBILITIES Act as the lead compliance advisor on application of the FCA handbook, Payments Services regulation and UK law Support the Head of Compliance with FCA and PRA engagement Review communications and oversee reporting Assist with establi...
Go to similar: Manager jobs in hertfordshire
Business Unit: Corporate Finance Industry: BUS - Business Services HL Overview Houlihan Lokey (NYSE:HLI) is a global investment bank with expertise in mergers and acquisitions, capital markets, financial restructuring, and financial and valuation adv...
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Business Unit: Corporate Finance Industry: CM - Capital Markets Group Overview Houlihan Lokey (NYSE:HLI) is a global investment bank with expertise in mergers and acquisitions, capital markets, financial restructuring, and financial and valuation adv...
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Leading global fund manager seeks a compliance advisor with a specialist focus upon product development matters. Reporting to the Head of Product & Investment Compliance, the successful candidate will provide the product development business with adv...
INVESTMENT BANKING We pride ourselves in our resourcefulness and work on a variety of initiatives. On any given day, our work could include advising a company on a cross-border merger, structuring the initial public offering of a subsidiary, refinanc...
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INVESTMENT BANKING We pride ourselves in our resourcefulness and work on a variety of initiatives. On any given day, our work could include advising a company on a cross-border merger, structuring the initial public offering of a subsidiary, refinanc...
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INVESTMENT BANKING We pride ourselves in our resourcefulness and work on a variety of initiatives. On any given day, our work could include advising a company on a cross-border merger, structuring the initial public offering of a subsidiary, refinanc...
Go to similar: Associate jobs in hertfordshire
INVESTMENT BANKING We pride ourselves in our resourcefulness and work on a variety of initiatives. On any given day, our work could include advising a company on a cross-border merger, structuring the initial public offering of a subsidiary, refinanc...
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My established banking client provides development and bridging finance. They are recruiting for an additional person to join their credit operations team. Overview Working as part of a small credit operations team, your main responsibilities will in...
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My established banking client provides development and bridging finance. They are recruiting for an additional person to join their credit operations team. Overview Working as part of a small credit operations team, your main responsibilities will in...
Go to similar: Manager jobs in hertfordshire
I am partnered with a global boutique investment bank who were founded in the US and have built their reputation off of significant success in the telecoms sector. They are sector agnostic and have credentials in telecoms, technology, industrials, fi...
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About our client Our client is a highly successful private capital advisor with primary fundraising and secondary advisory arms. They are now looking to expand their global secondaries advisory practice by adding an Associate in London. In this role,...
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IN INVESTMENT BANKING We pride ourselves in our resourcefulness and work on a variety of initiatives. On any given day, our work could include advising a company on a cross-border merger, structuring the initial public offering of a subsidiary, refin...
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