Brokerage Operations Certificate Level 4

Brokerage Operations experts delivers timely entries and updates to clients’
accounts and platforms as requested by the client, through internal departmental
requests and from various regulatory groups. They work closely with Sales and
Client Services teams to ensure clients have a well-rounded and smooth
experience, from setting up and funding an account, to day-to-day activity. This
Oxford school of accountancy & management will provide participants with an
overview of brokerage operation, identify the key roles of brokerage operations,
and review the different types of accounts. The course will explore customer
identification program and review the differences between the main types of
securities issues.

Certificate

We send certificates to students within 24 hours of course completion. Students will be awarded the Brokerage Operations Certificate Level 4.
PDF Certificate will cost £15 and hard copy will cost £20. we can post to all over the world.

Accreditation

The course is accredited by The CPD Qualifications Group.

This Certificate Course will introduce participants to Fundamentals of Brokerage
Operations that covers all phases of securities processing within a brokerage
firm. Participants will gain a good understanding of the trade life cycle and how
the trade settlement process relates to other parts of the broker dealer, such as
finance and regulatory reporting. This Certificate course will review industry
participants and utilities such as the clearing corporations and how they are an
integral part of the operations process. This brokerage operation course will also
discuss the changes in the marketplace and trade execution venues and how
those changes have affected the trade settlement process.
Course Benefits
At the end of this Certificate course, you will be awarded with a Certificate in
Brokerage Operations, and will also be able to:
 Identify the key roles of Brokerage Operations and recognize the
characteristics of the marketplace and how it interacts with the operation
process.
 Identify the steps to process a trade and understand the role of clearing
corporations.
 Understand the settlement process and how to transfer securities.
 Understand the relevant regulations around the securities margining
process and the purpose for Brokerage Accounting.
 Recognize the two primary records kept in a brokerage firm and the
purpose of the general ledger.

This course is open to both College-going, Graduates and Professionals
interested in career Brokerage Operations

There is no experience or previous qualifications required for enrollment
on this course. It is available to students with little or no background in
accounting will be an advantage for this course.
 Learners should be ages 16 or over to undertake the qualification.
 Good understanding of English language, numeracy and ICT are required
to attend this course.

This training leads you to become a brokerage expert, Purchase and sale clerks,
Dividend clerks, Transfer clerks, Receive and deliver clerks, and so on. Also,
skills in Brokerage Operations are of great value for progression in higher
studies.