Main Purpose of the Role will involve the following:-
To provide all employees with a focal point for technical enquiries and to produce compliant reports and supporting documentation for clients of the firm (existing or potential) to support the recommendations made by their adviser.
To act as a focal point for technical enquiries from advisers and paraplanning team.
To revise and update report templates in response to legislative changes.
Analyse client information and existing investments/insurances, identifying any gaps in the clients’ financial plans.
Construct appropriate solutions for clients and make recommendations in conjunction with the advisers.
To write complex suitability reports for both existing and potential clients which are
readable, compliant, and technically accurate (from templates but with the ability to write
Liaise with Investment, and accounts and dealing teams in respect of reviews of existing
investments and feasibility of in-specie transfers.
Identify Gaps in clients financial plans to increase sales opportunities –
especially in protection products
Present on technical issues at adviser meetings.
Assist with updating of Procedures Manual and ensure that it remains up to date.
To make recommendations as to how the firm’s systems and procedures might be
Promote the brand. and Promote the core values so that they are live throughout the team.
Ensure the firm’s high standards of client care are met.
Ensure the confidentiality of all work undertaken for clients, and work within the principles
Comply with the FCA’s Treating Customers Fairly requirements, and other requirements
set out in the company manual and processes.
To co-operate fully with the Company Anti Money Laundering requirements.
To be considered you must be able to demonstrate the following:-
- Full Diploma Qualified and writing very Techncial HNW Reports
- Currenlty working towards your Chartered Status
- Able to offer Supervision to more Junior Paraplanners
Reed Specialist Recruitment Limited is an employment agency and employment business