182 Senior Compliance Manager Jobs

Wealth management client is looking for a Senior Compliance Advisory Manager to be based in Bath 2 days a week. This full-time wealth management role comes with a salary of up to 75k and excellent benefits (bonus, 34 days holiday, 7% pension, life as...

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Do you have financial services financial crime compliance experience with a focus on fraud, and are you seeking a new job in London? We are looking for a Senior Financial Crime Manager to work with a thriving Compliance Consultancy and this collabora...

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Rev & Regs are recruiting for a Compliance Monitoring Associate role on behalf of a well-established Fintech company, based in London. Responsibilities: Undertake regular compliance monitoring in accordance with the annual Compliance Monitoring Plan ...

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The Business Product Partnerships Ltd (PPL) is a highly respected compliance consultancy working within the consumer credit sector assisting firms that must adhere to the regulations of the Financial Conduct Authority (FCA) Primary objectives of the ...

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Basingstoke/Hybrid You will be responsible for helping us consistently deliver an exceptional service that puts the fair treatment of the customer at the heart of the business. As a Senior Complaints officer, you will assist the complaints Team leade...

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Senior DC Investment Pensions Consultant Do you want to work for a global market leader where you will manage your own exciting and varied portfolio of clients? Aon is hiring We are seeking a Senior DC Investment Pensions Consultant to join our UK te...

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Would you like to work in a dynamic, collaborative environment? Would you like to support senior leaders to influence strategy and have a direct impact on win probability? This is an exciting opportunity to join the New Business team within the Inves...

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Compliance Manager - Worcester/Gloucester - up to 55k - Full time/Part-time An exciting opportunity has arisen for an experienced compliance Manager to join a growing wealth management practice in their Droitwich/Gloucester office. The firm have been...

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Job Title: Compliance Officer - Wealth Management Location: Aylesbury, UK Salary - negotiable dependent on experience Benefits: 8% pension Group life cover 25 days of annual leave plus bank holidays and Christmas closure Opportunities for career prog...

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We’re growing and want you to be a part of our journey. As an integral member of our team, the chosen candidate would assume the role of Training and Competence Manager at Isio. In this capacity, they will manage our firm’s adherence with the guideli...

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At WTW we have an enviable client list and reputation for excellent consulting advice and innovative solutions, delivered by highly skilled colleagues with access to robust resources. We have an exciting opportunity in our dedicated national DC Consu...

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Senior compliance 6 Month contract Investment management Meraki Talent are currently working with an Investment Management company with a strong stock brokering background. There is an excellent opportunity for a Senior Compliance officer to join the...

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The Role Operational Delivery – Client Responsibility Ensuring that claims process outcomes for a defined portfolio of clients meet or exceed expectation through; Monitoring Key Client Outcome performance and taking appropriate action as required, to...

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Senior Paraplanner Our client, a rapidly expanding and acquisitive Wealth Management firm are looking for a Senior Paraplanner to join and help shape their paraplanning function. As Senior Paraplanner you will be responsible for the assessment of fil...

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Your new company Are you looking for a new challenge in the field of compliance? Do you have experience of compliance monitoring, drafting reports, and CFT? If so, you might be interested in joining a financial services firm based in Southampton that...

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A great career opportunity has arisen within our team as an Operational Risk Support Manager. As the Operational Risk Support Manager your focus will be on operational resilience and continuity of all important business services and functions to alig...

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Operations Manager - Financial Planning Wetherby 50,000 - 60,000 NJR Recruitment are delighted to once again be working with one of Yorkshire’s leading IFA firms who are looking to appoint an experienced Operations Manager to join the senior manageme...

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Responsibilities: Responsibilities (brief): - Responsible for assisting the Compliance Team in the execution of their duties, and in particular duties concerning the oversight and management of Delegated Authority - Reporting to the Delegated Authori...

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The Role – Business Manager, Financial Services This is a senior position within the firm, working alongside the senior management team. The ideal person will be able to work across multiple areas (compliance, operations, business strategy) and suppo...

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The Role – Business Manager, Financial Services This is a senior position within the firm, working alongside the senior management team. The ideal person will be able to work across multiple areas (compliance, operations, business strategy) and suppo...

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The Role – Business Manager, Financial Services This is a senior position within the firm, working alongside the senior management team. The ideal person will be able to work across multiple areas (compliance, operations, business strategy) and suppo...

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We are seeking a highly skilled and motivated Compliance Manager to oversee the day-to-day operations of the Compliance Department in a city-based stockbroker and wealth management firm. Reporting directly to the Head of Compliance, the successful ca...

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Training & Development Manager MERJE, Home-Based, United Kingdom Our clients are an exciting, forward-thinking brand in financial services. They are looking for a Training & Development Manager to support the growth of the business. The Training & De...

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Training & Development Manager MERJE, Home-Based, United Kingdom Our clients are an exciting, forward-thinking brand in financial services. They are looking for a Training & Development Manager to support the growth of the business. The Training & De...

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Operations Manager - Wealth Planning Based Wetherby Outskirts Salary 45,000 - 65,000 depending upon experience Bonus Our client is a firm of Independent Financial Advisers, established in 2006. They take great care to find the highest quality individ...

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