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Head of Risk & Compliance

Head of Risk & Compliance

22 April by REV & REGS LIMITED

Rev & Regs are recruiting for a Head of Risk & Compliance role for a rapidly growing tech-focussed Capital Markets company. Reporting to the Chief Operating Officer, the Head of Risk & Compliance will work closely with the board to develop fit for pu...

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Risk & Compliance Manager

Risk & Compliance Manager

Background working in an insurance environment, preferably for an MGA or Broker dealing with delegated underwriting authorities Demonstratable experience working in a compliance or conduct role Good knowledge of FCA Rules and Regulations A proactive ...

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Group Risk & Compliance Regulatory Change and Policy Manager

Group Risk & Compliance Regulatory Change and Policy Manager

This is a 2LOD Compliance role reporting directly to the Group Head of Compliance and CRO. The primary function of this role is to support the GRC function through FCA regulatory updates and developments. Responsibilities Keep the business in line wi...

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Assistant Manager, Risk Assurance & Compliance

Assistant Manager, Risk Assurance & Compliance

In a role that intersects across Compliance, Risk and Financial Crime, this is an opportunity for tremendous exposure amongst the most Senior individuals (Director of Compliance, MLRO) in the implementation of Risk Assurance activities. Includes... D...

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Risk And Compliance - 2 days in office / 3 days at home

Risk And Compliance - 2 days in office / 3 days at home

16 April by Reed

Enterprise Risk Business Partner Location: Governance, Risk and Compliance Department Salary: Competitive Job Type: Full-time We are looking for an Enterprise Risk Business Partner to provide subject matter expertise and ensure that operational risks...

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Support Officer

Support Officer

25 April by The Curve Group

Support Officer Full time hours Hybrid working to be based in one of our offices in either Wilmslow or Milton Keynes Founded in 2007 our client is one of the fastest growing banks of their kind in the UK. They offer personal and corporate savings pro...

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Compliance Manager Investment Products, MiFID, CASS

Compliance Manager Investment Products, MiFID, CASS

29 April by Harvey Nash

Job Brief The Risk & Compliance team plays a key role in protecting the clients customers and business. This Compliance Manager role will be a subject matter expert in investments and funds, and be responsible for advising on and overseeing the clien...

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Risk Manager

Risk Manager

2 days ago by THC Recruitment

Job Overview : As a Risk Manager, you will play a crucial role in supporting the Head of Risk in implementing and maintaining the risk management framework, fostering a culture of risk, while ensuring compliance with industry standards, regulations a...

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AML Compliance Officer

AML Compliance Officer

26 April by Robert Half

Robert Half is assisting a global equipment finance company based in London to recruit a Operational Risk Compliance Manager paying 38 000 - 48 000 DOE The company provides vendor and equipment finance in the Technology, Transport, Industrial & Const...

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Compliance Manager

Compliance Manager

6 April by IPS Group

Our client is a long standing financial services business based in Leeds City Centre. Due to continued growth they are looking to appoint a client manager with pensions sector experience or an interest in moving into and learning the pensions sector..

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Compliance Officer (Investment Management) - REMOTE

Compliance Officer (Investment Management) - REMOTE

23 April by Clayton Davies Ltd

Our client, a successful Investment Management firm, are looking for an experienced Compliance Officer to join the team to lead, oversee and manage the day to day compliance and operational aspects of their investment management business unit and pla...

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Credit Manager

Credit Manager

Credit Manager Burton - Remote The Role Responsible for underwriting deals in line with the business’ credit risk appetite and policy. In addition, the role will provide credit recommendations to more senior underwriters / committees and assist the b...

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Compliance Analyst - Payments KYC / TM / AML / Screening

Compliance Analyst - Payments KYC / TM / AML / Screening

The client is looking for a Compliance Analyst who will be responsible for handling reporting of Financial Crime. The successful candidate will be based in their central London office and reporting to the Head of Compliance & MLRO. Client Details The...

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Compliance Manager

Compliance Manager

Compliance Manager Droitwich/Gloucester Up to 50,000 per annum DOE Do you have compliance experience within an IFA, Financial Planning or Wealth Management firm? My client, a growing financial planning and wealth management firm is recruiting for an ...

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Compliance Manager - IFA Firm - Part time or full time considered

Compliance Manager - IFA Firm - Part time or full time considered

1 May by Reed

Job Title: IFA Compliance Manager (Full/Part-Time Considered) Reports to: Director Location: Droitwich/Gloucester Job Purpose: As a Compliance Manager, you will play a pivotal role in the firm’s regulatory and risk framework. Your responsibilities in...

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