94 Regulatory Jobs in Lancashire (park Lancashire)

MERJE are partnered with a leading Investment Management organisation in their search for a Regulatory Reporting Officer. This is a varied role which includes responsibility for performing the duties of the Treasury Back Office function, including th...

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We're looking to recruit a Senior Product Analyst to provide support towards the investment compliance and operations area within the Investments team. The successful candidate will be primarily responsible for ongoing maintenance and implementation ...

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We're currently looking to recruit a Compliance Policy Manager to join the team. The Compliance policy team purpose is to leverage our relationships and expertise to provide advice, guidance, support and challenge to the business, in order to facilit...

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An exciting new opportunity to join our Compliance Team in Manchester as an AML Analyst. The Role: An AML Analyst role located in London working within the Savills UK Anti-Money Laundering (“AML”) compliance team covering all client types in accordan...

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Partnerships Manager - Corporate Partnerships (Hybrid Working) Home/Office based in Peterborough/Manchester/Sunderland with occasional travel to Peterborough HQ. We have a fantastic opportunity for an experienced Partnerships Manager The purpose of t...

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Senior Manager - Corporate Partnerships (Hybrid Working) Home/Office based in Peterborough, Manchester or Sunderland with occasional travel to Peterborough HQ. We have a fantastic opportunity for an experienced Corporate Partnerships Manager to join ...

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Role Overview We are recruiting for an AML Compliance Supervisor role in our Manchester office. Working within the Savills UK Anti-Money Laundering (“AML”) compliance team covering all client types in accordance with the Money Laundering Regulations ...

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More2Life, part of the Key Group of companies, has been a pioneering force in the Equity Release market since it's launch in 2008. Today, operating from our offices in Preston, we help over 1000 people every month to confidently release cash from the...

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A great career opportunity has arisen within our team as an Operational Risk Support Manager. As the Operational Risk Support Manager your focus will be on operational resilience and continuity of all important business services and functions to alig...

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A highly successful and award winning chartered financial planning practice is looking for a Compliance Officer / File Checker to join its team. Reporting to the Compliance Director, the role holder will be instrumental in developing, implementing, a...

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We are currently looking to hire a Group Head of Financial Compliance & Tax to join Torus This role is based in Liverpool with travel to other sites in the North West required. Reporting to the Group Finance Director, the Group Head of Financial Comp...

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We are looking for a Complaints Handler who is passionate about delivering an outstanding customer service. If you are self-motivated, detail orientated, have great communication skills and a desire to achieve then this may be the role for you. Role:...

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Our client is a leading national IFA firm who are looking for a remote based Head of Compliance (SMF16 & SMF17) to join the business. The successful candidate will be expected to: Have strong compliance knowledge and understanding, enabling them to u...

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Pensions Administrator - Up to 28,000pa Permanent (37.5 hours per week) - Bury We are supporting a fantastic growing client based in Ramsbottom, Bury looking for an experienced Pensions Professional to join their Team as a Pensions Officer on a full ...

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Settlements Administrator Bolton Role Purpose Deliver exceptional levels of service in respect of the handling of client instructions. Ensuring adherence to relevant FCA regulations. Manage and mitigate risk, including to the firm’s reputation. Ensur...

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Paraplanner, based in Mancheter, competitive salary and benefits package Job Purpose To assist in the provision of financial plans and advice to prospective and existing private clients within internal/regulatory standards. Job Role To draft financia...

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SENIOR IFA ADMINISTRATOR CHORLEY AREA / HYBRID WORKING ON OFFER FREE ON-SITE PARKING EXCELLENT BENEFITS SALARY UP TO 32,000 NJR Recruitment are currently working with one of the first IFAs in the UK to receive the Gold Standard Investors in People aw...

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TREASURY CONTROL & ASSURANCE MANAGER UP TO 70,000 MANCHESTER This role does not offer sponsorship. This role is an exciting new role to utilise your Treasury experience and manage impacts on this business' Treasury risk appetite. You will forge and m...

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An exciting opportunity has arisen to join the Risk Team at AJ Bell. This is a fantastic opportunity for an experienced risk professional to take a step up in their career, with the support of AJ Bell who will help you grow and develop, through the t...

(Hybrid 1-2 days WFH) Our client a market leading Financial Services firm seeking an ambitious and experienced Appointed Representative - Compliance Oversight Manager to join their team. As the Compliance Oversight Manager, you will be responsible fo...

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I am working with a leading employer in the financial services sector who have a reputation for challenging existing thinking on pensions, benefits and investment advice. As an organisation they have grown consistently over the last couple of years i...

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Our client, a reputable financial advisory firm based in Chorley, is renowned for delivering personalised financial solutions, prioritising professionalism, and exceeding client expectations. They are currently seeking a dedicated Financial Services ...

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NJR are working with a well-established firm who are currently looking for Advice Quality Assessors to join their team. The purpose of this role is to undertake file reviews to ensure the company is providing the highest standards of advice to their ...

Our client, a respected financial advisory firm based in Chorley, is committed to delivering bespoke financial solutions to their clients, prioritizing professionalism and client satisfaction. They are now seeking a dedicated Senior Client Services A...

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Trainee Financial Advisor Location: Nationwide (Multiple office locations) Are you passionate about finance and eager to embark on a rewarding career in the financial services industry? Look no further We are currently seeking enthusiastic individual...

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