250 Regulatory Jobs in London

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Junior Compliance Officer

Junior Compliance Officer

2 May by XTB LTD

XTB UK is looking for a junior level compliance officer to join its current compliance team. The role covers a variety of areas and working closely with the Head of Compliance and MLRO to ensure that the organisation conducts business in a compliant ...

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Implementation Analyst BPA

Implementation Analyst BPA

18 April by Equiniti

Equiniti is a leading international provider of shareholder, pension, remediation, and credit technology. With over 6000 employees, it supports 37 million people in 120 countries. EQ's vision is to be the leading global share registrar, offering comp...

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Actuarial Analyst

Actuarial Analyst

22 April by WTW

The Company and the Team At WTW (NASDAQ: WTW), we provide data-driven, insight-led solutions in the areas of people, risk and capital. Leveraging the global view and local expertise of our colleagues serving 140 countries and markets, we help our cli...

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KYC SUPPORT MANAGER

KYC SUPPORT MANAGER

21 April by Pontoon

Job Title: KYC Support Manager VP Location: London Duration: 12 Months As a regulated entity the Bank has both a regulatory and statutory obligation to ensure it implements systems and controls necessary to mitigate the risks of the firm being used i...

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Senior Consultant - Pension Trustee Services

Senior Consultant - Pension Trustee Services

Company Overview: Join a leading professional trustee company renowned for its pragmatic, collaborative, and professional approach to pension scheme management. Our diverse team of over 125 professionals encompasses a wide range of backgrounds and sp...

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Compliance Manager

Compliance Manager

11 April by Twenty84 Ltd

Are you a seasoned professional in financial services compliance, particularly within insurance and lending? A leading regulatory consultancy in London, is on the lookout for a Manager to join their Credit & Mortgages Team. This collaborative role of...

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Legal Counsel

Legal Counsel

16 April by Goodman Masson

Responsibilities: Provide legal consultation and advice to Senior Management team on matters relating to the company including corporate law, primary insurance law, contract law and regulatory matters; Provide legal advice and insurance consultancy t...

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Claims Control Lead

Claims Control Lead

Job Title: Claims Control Lead Job Type: Fixed Term Contract (12 months) Location: London Opportunity Overview: A fantastic opportunity has become available to join a UK leading specialty insurance and reinsurance company, Aspen, as a Claims Control ...

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Risk Analyst

Risk Analyst

Risk Analyst Overview: An excellent opportunity has arisen with a global commodities trading organisation for an experienced Risk Analyst. The successful candidate will be responsible for conducting comprehensive risk analyses across various areas of...

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Paraplanner

Paraplanner

10 April by mbf.

Job Title: Paraplanner Company: Leading Wealth & Investment Management Firm Location: London (Hybrid working with up to three days work from home) Salary: Up to 53,000 per annum, plus bonus and benefits Are you an experienced Paraplanner looking to j...

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Client Onboarding Expert

Client Onboarding Expert

3 April by Goodman Masson

Vantage Point is a leading consultancy in the Financial Services industry, specialising in areas such as client onboarding, process engineering, data operations, regulatory compliance, and risk management. We are currently seeking an experienced, hig...

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Senior Compliance Officer

Senior Compliance Officer

Do you have Senior Compliance Officer experience in Wealth Management / Financial Planning sector, and are you seeking a new hybrid job? Our client is looking for a Senior Compliance Officer (Investment Mgt / Financial Services background) in either ...

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Catastrophe Risk Analyst

Catastrophe Risk Analyst

16 April by Goodman Masson

Title: Catastrophe Risk Analyst Salary : Up to 72,000 per annum. A leading insurance innovator in London is seeking a Catastrophe Risk Analyst to join their growing team. They are redefining insurance through data-driven risk management and cutting-e...

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Compliance Manager

Compliance Manager

4 days ago by Eames Consulting

My Investment Management client is looking for a Senior Compliance Manager to provide advice and guidance to the business on internal compliance matters. Other responsibilities; Manage trading restrictions and related activities Issue resolution on c...

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Trainee Financial Advisor

Trainee Financial Advisor

23 October by Regal Brooke Limited

Trainee Financial Advisor Location: Nationwide (Multiple office locations) Are you passionate about finance and eager to embark on a rewarding career in the financial services industry? Look no further We are currently seeking enthusiastic individual...

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Investment Broker

Investment Broker

21 December by PGS LTD

My Client is a boutique real estate investment manager, offering indirect and direct Real Estate investment opportunities and advisory services to individuals, institutions, and family offices. They are currently seeking an Investment Broker for thei...

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DC Consultant

DC Consultant

Are you eager to join a global industry leader, managing a diverse portfolio of clients with flexibility in your work arrangements? We're currently seeking a DC Pensions Consultant to join our team, with the option for remote work in addition to offi...

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Paraplanner

Paraplanner

18 April by mbf.

Job Title: Paraplanner Company: Leading Wealth & Investment Management Firm Location: London (Hybrid working with up to three days work from home) Salary: 45,000 to 55,000 per annum, plus bonus and benefits Are you an experienced Paraplanner looking ...

Job hidden.
Trainee Financial Advisor

Trainee Financial Advisor

23 October by Regal Brooke Limited

Trainee Financial Advisor Location: Nationwide (Multiple office locations) Are you passionate about finance and eager to embark on a rewarding career in the financial services industry? Look no further We are currently seeking enthusiastic individual...

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Finance Director

Finance Director

Deerfoot IT Recruitment has an exciting hybrid opportunity for a Finance Director to join our inclusive and collaborative team in London. This full-time Finance Director role comes with a salary of 130,000 to 160,000 and many exciting benefits - Bonu...

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Investment Product Manager London or Southampton

Investment Product Manager London or Southampton

Our client is a highly reputable multi-asset investment management business located in either their newly refurbished London City offices or in Southampton. This is a 12-month fixed term contract for an experienced Senior Investment Product Manager t...

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