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Regulatory Compliance Consultant

Posted 26 January by Combined Selection Group Ended

I am working with as a fast growing regulatory consultancy that is currently recruiting a Consultant based in their Hong Kong office who is happy to work across both Buy side and Sell side clients.

Typically you will be supporting clients across Investment Banking, Commercial Banking, Stock Brokers, Market makers and Asset Managers, Hedge Funds, Institutional Investors, Retail Investors and other Corporates.

The Firm who are proudly independently owned now has about 85 people, with over 500 clients across the US, Europe and Asia with offices in London, Chicago, Hong Kong and Singapore working together to create a unique global advisory offering.

They specialise in helping clients solve difficult and interesting problems, and they look for people who thrive on intellectual challenge, can roll up their sleeves to delve into issues and get satisfaction from helping clients, conduct a thorough analysis of a problem and translate that into practical advice. So their standards are high!

The ideal candidate

You will have professional experience in a financial services, legal firm or professional services environment. While the discipline isn't important, you will have either Buy Side or Sell Side experience, you will also be educated to degree level and possibly working towards or holding a relevant professional financial services qualification.

  • Relevant experience across Buy or Sell side.
  • Good understanding of SFC regulations and rulebook.
  • Understanding of the role of Compliance within an organisation.
  • Experience of and/or understanding of the Hong Kong regulators and their frameworks.
  • Consultancy skills.
  • Focus on quality output.
  • Excellent verbal and written English, ideally you will also be able to communicate in Mandarin.

There will be at least two trips per year to our head office in London.


  • The opportunity to work in an entrepreneurial, fast moving environment with plenty of scope for progression.
  • Plenty of scope for training and development.
  • The opportunity to work with growing global company with extensive regulatory experience who are truly committed to the development of more junior team members.
  • A competitive compensation package, including an opportunity for a profit related bonus.

If you'd like to be considered for this role, please apply using the relevant button. If it's not right for you but you know some that may be interested, please let me know.

Required skills

  • compliance; regulatory; buy-side; sell-side; financial

Reference: 34329558

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