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Compliance file review monitor

Compliance file review monitor

27 Feburary by Blakemore Recruitment

We are looking for an experienced suitability reviewer to join an internal compliance team. The Opportunity: This well regarding financial planning business provides regulated financial and investment advice to potential clients and all existing clie...

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Business Assurance Analyst

Business Assurance Analyst

2 April by Tate

Job Title: Business Assurance Analyst Location: City of London, UK (Hybrid working) Salary: 60,000 - 67,500 per annum DOE, plus 2 discretionary annual bonuses and excellent benefits. Our client, based in the heart of the City of London, is seeking a ...

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Compliance Manager

Compliance Manager

5 days ago by MARKET TALENT

We are currently working with a Commodities Firm who are seeking a Compliance Manager to join their team. As a Compliance Manager, you will be responsible for overseeing adherence to legal and internal regulations, playing a pivotal role in maintaini...

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Compliance Manager

Compliance Manager

Yesterday by MARKET TALENT

We are currently working with a Commodities Firm who are seeking a Compliance Manager to join their team. As a Compliance Manager, you will be responsible for overseeing adherence to legal and internal regulations, playing a pivotal role in maintaini...

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Compliance Manager Investment Products, MiFID, CASS

Compliance Manager Investment Products, MiFID, CASS

Yesterday by Harvey Nash

Job Brief The Risk & Compliance team plays a key role in protecting the clients customers and business. This Compliance Manager role will be a subject matter expert in investments and funds, and be responsible for advising on and overseeing the clien...

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Wealth Adviser

Wealth Adviser

13 Feburary by Ortus PSR

Our client is a pioneering full service wealth management firm, combining the institutional strength of a FTSE 100 company with the personal service and trusted advice of a Partner owned firm. They build intelligent, holistic & tax-efficient wealth m...

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