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Senior Prudential Risk Manager: A leading international bank is looking for a Senior Prudential Risk Manager with extensive experience in risk management and regulatory compliance to join their team. The successful candidate will be responsible for e...
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The post-holder will: Provide accurate, timely and practical regulatory compliance advice to the Private Client business on lending (regulated, unregulated and consumer credit) For regulated lending, advise on the meaning and application of FCA rules...
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This is a really exciting role where you will be responsible for: Taking on the SMF 16 and SMF 17 remit Provision of technical advice, support & regulatory guidance Lead the implementation and maintenance of robust systems, policies, and controls to ...
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About Us: BETA CAPITAL MANAGEMENT is a dynamic and forward-thinking financial firm dedicated to providing exceptional investment and wealth management services. We are committed to maintaining the highest standards of compliance and ethics in all our...
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Some careers shine brighter than others. If you're looking for a career that will help you stand out, join HSBC and fulfil your potential. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC...
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We have an exciting opportunity available for a Quantity Surveyor to join our expanding team at our well-established and growing Main Contractor Construction Company based in Corby, Northamptonshire. 7formation is a rapidly expanding nationwide const...
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This prestigious Hedge Fund has a rich history of excellence and innovation in the financial sector. With a strong focus on client satisfaction and ethical practices, the company offers a dynamic and rewarding work environment for ambitious professio...
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At M&G our purpose is to give everyone real confidence to put their money to work. As an international savings and investments business with roots stretching back more than 170 years, we offer a range of financial products and services through Asset ...
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Location London - One Canada Square, Level 25 Business - Brookfield Oaktree Wealth Solutions Brookfield Asset Management, a leading global alternative asset manager, has an exemplary 100 year history of owning and operating real assets and related bu...
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Job title: Administration Support Department: Affinity & Schemes Location: Staines (Hybrid) Reporting to: Client Service Manager Benefits: Competitive salary, 25 days holiday, 6% employer contribution pension scheme, buy & sell holiday scheme, cash p...
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A prestigious international Bank is seeking a dynamic new addition to its Risk area. Your duties will be varied to include: Daily risk management with a particular focus on liquidity risk, ALM, and LCR/NSFR monitoring Supporting the management of ris...
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Key Responsibilities: Lead the drafting and development of the bank’s ILAAP in accordance with the Bank of England’s guidelines and regulatory expectations. Conduct in-depth analysis of the bank’s liquidity profile, including liquidity risk factors, ...
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Candidates should have the following skills and experience: A number of years’ compliance advisory experience, ideally with a background in regulated lending Strong and proven working knowledge of FCA regulation with particular emphasis on MCOB, CONC...
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The function covers: - Definition and implementation of risk management processes such as Risk Identification, Risk Appetite, development of the Risk Management Framework, and ad hoc analysis - Coordination of and input to the key facets of the SGIL ...
Description of the Business Line or Department The Group Compliance Service Unit (CPLE) is responsible for the definition and consistency of the compliance risk prevention and control system, and for coordinating the framework aimed at preventing, id...
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Key Responsibilities: Help to design, implement, and maintain trade surveillance rules and parameters within the SMART, Actimize, and Validus platforms. Conduct in-depth analysis of surveillance alerts, investigating potential market abuse or miscond...
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Role responsibilities. Deliver a series of defined monitoring tests to ascertain the firm’s compliance with its regulatory and legal obligations. Delivery of compliance tests on time, in accordance with compliance monitoring plan schedule. Engage wit...
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Title: Markets Compliance Advisory Officer Global Broking Credit and Equities Agency Execution Company Overview: The TP ICAP Group is a world leading provider of market infrastructure. Our purpose is to provide clients with access to global financial...
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AFH Wealth Management is proud to be one of the UK’s leading independent financial advisory and wealth management firms. We believe that our success starts with our people. If you are determined to succeed and eager to take on new challenges, you’ll ...
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Implementation and monitoring of the standards for key components of the normative documentation (Risk Appetite Framework (RAF), Risk Appetite Statement (RAS), Risk Management Framework (RMF)) for SGLB and SGIL: o Co-ordination of the update process ...
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Vice President Compliance Investment Banking London – Up to 100,000 Gresham Hunt has been mandated by our UK Investment Banking client to find a new Compliance Advisory Officer. Our client is a top UK banking group, with a strong worldwide presence. ...
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EXCLUSIVE: COMPLIANCE ANALYST – COMPLIANCE (ANY SECTOR) REQUIRED Ref: 4056G 40K Plus Bonus & Good Benefits City of London We are exclusively recruiting for our Client, a Global Online Broker, looking for an experienced Compliance Analyst to join thei...
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At SEI we value our employees and believe in driving growth through change. Part of building brave futures is making a concerted effort to develop and challenge our employees to achieve their goals through internal job mobility. About SEI and SEI Inv...
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As a Senior Lawyer, you will: Provide support with respect to DCM transactions originated out of London, including MTN updates, EMTN drawdowns and standalone deals. Provide support with respect to Markets-related transactions including drafting and n...
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Our client, a Global Bank, are looking for a Head of Compliance and MLRO to join their team based in London. Responsibilities below: To support the Executive in achieving their Strategic Plan and objectives in a compliant manner by providing appropri...
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