197 Compliance Regulatory Jobs

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Compliance Analyst

Compliance Analyst

Yesterday by Harrison Holgate

Our client looking for a Compliance Analyst to support the Compliance team in its day-to-day activities in support of the business. The role also offers a flexible working hybrid model of 3 days in the office and 2 days working from home. Job Title: ...

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Senior Compliance Analyst

Senior Compliance Analyst

18 April by mbf.

6-month FTC to perm. The successful candidate will play a crucial role in providing day-to-day advisory and oversight activities, assisting in the delivery of the compliance plan, and managing compliance relationships with assigned managed clients. W...

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Compliance Associate

Compliance Associate

Role - Compliance Associate Salary - 40,000 to 45,000 Location - Manchester or Reading As a Compliance Associate, you will be an integral part of the Compliance Team in the UK, championing the highest standards of ethical practices and regulatory adh...

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Product Governance Manager

Product Governance Manager

Eames is working with an Insurer who are seeking a Governance Manager for their London office. The individual will be the first line contact for the underwriting function regarding regulatory and legal matters. Core Responsibility: Establish and main...

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Head of Compliance

Head of Compliance

Role - Head of Compliance Salary - Up to 90,000 Location - Manchester or Surrey Elevate your career with a pivotal role at a prestigious, internationally recognised insurance brokerage. This esteemed firm is seeking a seasoned professional to helm th...

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Compliance Business Partner

Compliance Business Partner

8 May by Arthur

We are working with a leading insurance broker that are looking to expand their team by hiring a Compliance Business Partner. In this broad role, you will be expected to implement and lead on all matters in respect to product governance, consumer dut...

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Compliance Analyst

Compliance Analyst

Rev & Regs are recruiting for a Compliance Analyst role on behalf of a well-established Insurance broker, based in Leicester. The role will support the wider Compliance Team and business in being able to efficiently answer and resolve insurer/markets...

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Risk and Compliance Manager

Risk and Compliance Manager

23 April by Finitas

Risk & Compliance Manager | Insurance MGA | West Midlands | 45 - 55,000 (doe) Finitas are delighted to be partnered with a growing insurance MGA in their search for a Risk & Compliance Manager to join their business. This is a newly created role due ...

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KYC Analyst Insurance

KYC Analyst Insurance

5 days ago by Arthur

Job Title: KYC Analyst (Insurance) Location: London Duties: Undertaking client due diligence checks and determining the nature and level of due diligence required. Facilitating the onboarding process for new customers. Check that all appropriate info...

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Head of Compliance Monitoring

Head of Compliance Monitoring

Yesterday by MERJE Ltd

MERJE, in collaboration with a prominent insurance brokerage, is seeking a Head of Compliance Monitoring. This role involves developing and implementing a comprehensive monitoring framework to provide assurance to the Board and Senior Management Team...

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Compliance Monitoring Officer

Compliance Monitoring Officer

23 April by MERJE Ltd

Compliance Monitoring Officer My client is an independent insurance brokerage specialising in a number of niche sectors. They are currently seeking a Compliance Monitoring Officer to join their Operations Department. Job Description: You will play a ...

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Compliance Officer

Compliance Officer

24 April by MERJE Ltd

Compliance Monitoring Officer My client is an independent insurance brokerage specialising in a number of niche sectors. They are currently seeking a Compliance Monitoring Officer to join their Operations Department. Job Description: You will play a ...

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Conduct Risk Officer

Conduct Risk Officer

A market-leading MGA is seeking a conduct risk specialist with experience of working in the Lloyd's insurance market. You will take responsibility for all conduct duties including underwriter liaison, regulatory relationship management (including Llo...

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Compliance Officer

Compliance Officer

23 April by MERJE Ltd

Compliance Monitoring Officer My client is an independent insurance brokerage specialising in a number of niche sectors. They are currently seeking a Compliance Monitoring Officer to join their Operations Department. Job Description: You will play a ...

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Compliance Officer

Compliance Officer

24 April by MERJE Ltd

Compliance Monitoring Officer My client is an independent insurance brokerage specialising in a number of niche sectors. They are currently seeking a Compliance Monitoring Officer to join their Operations Department. Job Description: You will play a ...

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Compliance Officer

Compliance Officer

Compliance Officer Financial Services Malton, North Yorkshire 29,000 – 31,500 per annum plus bonus Commutable from York, Malton, Driffield, Pickering, North Yorkshire Permanent office-based role working full time Monday to Friday. Hawk 3 Talent Solut...

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Compliance Officer Financial Crime

Compliance Officer Financial Crime

9 May by Arthur

We are working with a Lloyd's insurer that require a Compliance Officer specialising in financial crime to join their growing team. Reporting directly into the Chief Compliance Officer, you will be required to lead on all sanctions and financial crim...

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Compliance Officer

Compliance Officer

Compliance Officer Financial Services Hull East Riding 29,000 – 31,500 per annum plus bonus Permanent office-based role working full time Monday to Friday. Hawk 3 Talent Solutions are working with a well-established company based in Hull East Riding ...

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Quality Assurance Officer

Quality Assurance Officer

Quality Assurance Officer Dudley Hybrid Role, twice a week Salary up to 35,000 dependent upon experience Role My client is looking for an experienced Quality Assurance Officer to join their team in Dudley. You must have demonstratable experience work...

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Senior Conduct Risk Officer

Senior Conduct Risk Officer

6 March by Eames Consulting

Eames is currently working with a Lloyd's syndicate to hire a Senior Conduct Risk Officer. This person will support the Conduct Oversight Team to ensure compliance with the conduct rules as set out by the PRA & FCA Standards of Conduct and handle Com...

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