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Job Title: Senior Compliance Advisor Department: Compliance Reports to: Head of Advisory. Compliance Team Overview The European Compliance department comprises four teams: Compliance Advisory, Compliance Ireland, Financial Crime Prevention and Core &...
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Responsibilities (brief): Responsible for assisting the business in management of its Conduct Risk Framework, embedding the Consumer Duty and related tasks Support the CO/DCO in embedding, promoting and supporting a transparent, positive and proporti...
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Key Responsibilities & Tasks Responsibilities will include, but not be limited to: • Support and implement the annual Compliance Plan, identifying areas requiring additional monitoring and testing. • Provide guidance on ethical and conduct related ma...
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RESPONSIBILITIES Act as the lead compliance advisor on application of the FCA handbook, Payments Services regulation and UK law Support the Head of Compliance with FCA and PRA engagement Review communications and oversee reporting Assist with establi...
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RESPONSIBILITIES Act as the lead compliance advisor on application of the FCA handbook, Payments Services regulation and UK law Support the Head of Compliance with FCA and PRA engagement Review communications and oversee reporting Assist with establi...
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Leading global fund manager seeks a compliance advisor with a specialist focus upon product development matters. Reporting to the Head of Product & Investment Compliance, the successful candidate will provide the product development business with adv...
Location : Head Office (Wokingham UK) Contract Type : Permanent Job Type: Full time Salary : 25,000 - 30,000 per annum Benefits : Family feel company • Flexible working hours • Training and progression opportunities • Annual performance and salary re...
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Department: Operations Location: Manchester / Redhill Reporting To: Executive Director of Operations Main purpose of job To lead the Verlingue Compliance Team in the UK that acts as a safeguard for the business, promotes ethical practices, ensures re...
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Practice Group / Department: Compliance Financial Crime - London Job Description We're Norton Rose Fulbright - a global law firm with over 50 offices and 7,000 employees worldwide. We provide the world’s preeminent corporations and financial institut...
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Description - External Some careers shine brighter than others. If you're looking for a career that will help you stand out, join HSBC and fulfil your potential. Whether you want a career that could take you to the top, or simply take you in an excit...
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Mortgage Advisor Support Basic Salary 25,000 If you’re ready to kick start your career in Financial Services, our Mortgage Advisor Support role could be ideal for you. With excellent opportunities to progress to Mortgage Advice, training provided and...
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Job Title: Head of HR Business Partnering Reports To: Group HR Director Location: Green Lane Team: 5 direct reports, total team size 20 Position Type: Full Time Travel: >25% Hybrid working model with frequent travel to Walsall Head Office and other, ...
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Business Unit: Premium Business Salary: Depending on experience red hot benefits Location: Yorkshire Be the voice we need. Live a life more Virgin. Our Team Virgin Money has grown, and we have got big plans for the future - you would be joining us at...
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OUR IMPACT Compliance, Legal and the Conflicts Resolution Group (CLC) work at the intersection of finance and control functions, enabling the firm to conduct business with the highest level of integrity. The expertise and experience of the three divi...
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Key Responsibilities: Support senior staff in managing a portfolio of accounts, undertaking credit analysis, and maintaining credit surveillance. Prepare credit applications and manage data input for various systems, providing guidance to junior staf...
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My established banking client provides development and bridging finance. They are recruiting for an additional person to join their credit operations team. Overview Working as part of a small credit operations team, your main responsibilities will in...
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My established banking client provides development and bridging finance. They are recruiting for an additional person to join their credit operations team. Overview Working as part of a small credit operations team, your main responsibilities will in...
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Main Purpose of the Role: To manage Trade Finance Operations & the FCC Oversight function in London. Ensuring that the team are cultivating and developing the business relationship with relevant customers for processing of documentary and guarantee t...
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Independent Financial Adviser - Desk Based AFH Wealth Management is proud to be one of the UK’s leading independent financial advisory and wealth management firms. We believe that our success starts with our people. If you are determined to succeed a...
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The Head of Distribution, UK & EMEA will be responsible for leading a team of sales professionals to service the relevant institutional and wholesale markets. This role will have ultimate accountability for managing, maintaining strong relationships ...
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Consumer The firm's Consumer business, Marcus by Goldman Sachs, combines the entrepreneurial spirit of a startup with more than 150 years of experience. Today, we serve millions of customers across multiple products. We use innovative design, data, e...
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PIMCO is a global leader in active fixed income with deep expertise across public and private markets. We invest our clients' capital across a range of fixed income and credit opportunities, leveraging our decades of experience navigating complex deb...
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PIMCO is a global leader in active fixed income with deep expertise across public and private markets. We invest our clients' capital across a range of fixed income and credit opportunities, leveraging our decades of experience navigating complex deb...
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PIMCO is a global leader in active fixed income with deep expertise across public and private markets. We invest our clients' capital across a range of fixed income and credit opportunities, leveraging our decades of experience navigating complex deb...
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The individual will be responsible for supporting and helping implement the day-to-day activities of their portfolios and providing subject matter expertise on investment and product-related projects. The team works with Equity, Fixed Income and Mult...
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