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Compliance Officer, Monitoring Location : London Reports to : Head of Compliance Monitoring Overview: My client, a well established Lloyd broker, is expanding internationally and seeks a Compliance Officer to support the 2nd line of defence. The role...
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Job Title: Senior Regulatory Compliance Officer - IVDs Job Type: 12 month fixed term contract Location: Outskirts of Edinburgh (Hybrid) Remuneration: 35,000 - 40,000 An exciting opportunity to join an established and growing IVD manufacturer and supp...
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My client is recruiting a Risk and Compliance Officer. Job role responsibilities include Assisting the Senior Managers (SMF role holders) in complying with FCA principles, rules, legislation. Delivering compliance awareness training to stakeholders a...
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Compliance Monitoring Officer Venn Group have partnered with an international banking firm in the City of London seeking an individual to join their Compliance Monitoring function on a permanent basis. In this pivotal role, you'll be instrumental in ...
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Our client, a leading Financial Services firm are looking for a Compliance Monitoring Officer to join the team on a permanent basis. As Compliance Monitoring Officer you will assist the Company in the management of regulatory risk by undertaking inde...
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Our client, a successful firm operating in the Financial Advice sector, are looking for a Compliance Monitoring Officer to join the team on a permanent basis. Key Responsibilities: The role of the Compliance Monitoring Officer will be to support the ...
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Canada Life UK looks after the retirement, investment and protection needs of individuals, families and companies. We help to build better futures for our customers, our intermediaries and our employees by operating as a modern, agile and welcoming o...
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Not everyone wants a promotion. Not everyone dreams of moving into management or doing something different. Some people just love the job they do. But you can love your job and not love your company. When that happens and you come to look for your ne...
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Compliance Monitoring Officer-French / German Speaking Role Overview & Purpose A leading wealth management firm, located in Manchester, is seeking a Compliance Monitoring Officer to join a newly formed European compliance team. The successful candida...
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The ideal person will hold a driving license and have access to a car, as all the hours will be onsite. The rate for this role is 30 - 32 Umbrella PAYE. The role is a temporary ongoing contract, initially raised for 3 months. See below: The post hold...
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Responsibilities: Serve as the primary contact for Compliance matters, providing timely and accurate regulatory advice and support to the company's Global Business Development, Marketing, and Investment Teams. Offer guidance on Environmental, Social,...
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Compliance Monitoring Officer-French / German Speaking Role Overview & Purpose A leading wealth management firm, located in Manchester, is seeking a Compliance Monitoring Officer to join a newly formed European compliance team. The successful candida...
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Compliance Monitoring Officer-French / German Speaking Role Overview & Purpose A leading wealth management firm, located in Manchester, is seeking a Compliance Monitoring Officer to join a newly formed European compliance team. The successful candida...
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Canada Life UK looks after the retirement, investment and protection needs of individuals, families and companies. We help to build better futures for our customers, our intermediaries and our employees by operating as a modern, agile and welcoming o...
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Our client is the financial services arm of a blue chip, international equipment manufacturer. They are looking to appoint an experienced compliance and risk officer to join their UK head office risk team, based near Uttoxeter (3 days in the office)..
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The Value of Active Minds About Jupiter Jupiter is one of the UK's leading investment management companies with over 500 employees and 51.3 billion worth of assets under management (as at 30th June 2024). Jupiter provides investment services to indiv...
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On behalf of their client, a global financial services group with an integrated network spanning over 30 countries, they are seeking a Corporate Compliance Officer to join the Legal, Compliance & Conduct (LCC) Department. This role presents a thrilli...
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Key responsibilities include but are not limited to: Undertake regular compliance monitoring in accordance with the annual Compliance Monitoring Plan Identify any gaps or weaknesses in the Plan and propose remedial actions. Day to day management of t...
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Job Title: Senior Compliance Officer Contract Type: Permanent Salary: 42,432.69 ( 46,737.4 is achieved after 12 months successful performance in the role) Working Hours: Full Time – 35 Hours Working Pattern: Monday to Friday Location: Liverpool / Hyb...
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Our client is a successful and established IFA firm in Liverpool and they are currently looking for a Compliance Officer/File review to join their team The role is for an industry experienced person from a Financial Planning background with the Level...
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MERJE has collaborated with a leading Insurance Broker, and we are actively seeking a Compliance Monitoring Officer to join the Central Compliance team. In this role, you will be responsible for: Contributing to specific initiatives/projects that del...
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We are seeking an experienced and dynamic Chief Compliance Officer (CCO) with a strong background in the cryptocurrency industry. This remote role demands a deep understanding of global compliance regulations and the ability to navigate the rapidly e...
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Compliance Officer for Legal Practice (COLP) – Qualified Solicitor Johnson Law Group is looking to recruit a full-time COLP to join its expanding team based out of its Manchester office. Job requirements: Must be a qualified solicitor of at least 6 y...
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PIMCO is a global leader in active fixed income with deep expertise across public and private markets. We invest our clients' capital across a range of fixed income and credit opportunities, leveraging our decades of experience navigating complex deb...
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At SEI we value our employees and believe in driving growth through change. Part of building brave futures is making a concerted effort to develop and challenge our employees to achieve their goals through internal job mobility. Summary : The SEI Gro...
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