48 Compliance Officer Jobs in Hertfordshire

Job Title: Compliance Officer - Wealth Management Location: Aylesbury, UK Salary - negotiable dependent on experience Benefits: 8% pension Group life cover 25 days of annual leave plus bank holidays and Christmas closure Opportunities for career prog...

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Pure are pleased to be working with our client within the financial services industry, who are looking to recruit for a Compliance Officer on a part time basis. Main Dutes: Delegated responsibility for complaints Chairing Senior Management meetings S...

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Do you have Senior Compliance Officer experience in Wealth Management / Financial Planning sector, and are you seeking a new hybrid job? Our client is looking for a Senior Compliance Officer (Investment Mgt / Financial Services background) in either ...

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Compliance Officer (Banking) - Central London Salary: 30k - 35k Excellent Benefits Office Based Working for a leading foreign bank in Central London the Compliance Officer role will assist theHead of Compliance and MLRO to ensure that the Bank identi...

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We are exclusively recruiting for a niche Insurance business based in Hertfordshire who are looking to hire an Assistant Compliance Officer in a newly created role. The successful candidate will have a strong knowledge of FCA rules relevant to their ...

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Senior compliance 6 Month contract Investment management Meraki Talent are currently working with an Investment Management company with a strong stock brokering background. There is an excellent opportunity for a Senior Compliance officer to join the...

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Your main responsibilities as the Compliance Officer will be oversight for the compliance function from both a platform and retail client perspective and you will provide advice on regulatory matters, including matters such as 'simplified advice' mod...

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Robert Half is assisting a global equipment finance company based in London to recruit a Operational Risk Compliance Manager paying 38 000 - 48 000 DOE The company provides vendor and equipment finance in the Technology, Transport, Industrial & Const...

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Compliance Officer / Consumer Duty - London Compliance Officer / Consumer Duty - City, London Our client is an award-winning financial services provider based in The City, specialising in areas such as HNW Mortgages, Wealth Management, General Insura...

AML Compliance Investment management 6 months ftc Meraki Talent are currently working with an Investment Management company with a strong stock brokering background. There is an excellent opportunity for a Senior AML/MAR Compliance officer to join th...

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Reed Finance is working with our client to hire a Senior Compliance Officer (fixed term contract) position that opens to candidates within the brokerage, FX, trading, capital market and investment space. The company offers fantastic work culture and ...

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Reed Finance is working with our client to hire a Senior Compliance Officer (fixed term contract) position that opens to candidates within the brokerage, FX, trading, capital market and investment space. The company offers fantastic work culture and ...

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Location: City of London (Hybrid Working Arrangements; onsite x4 days per week) Duration: 6 months initially Compensation: Excellent Salary and Benefits Offered (Depending on Experience) Are you a seasoned Compliance Officer with a robust background ...

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Division: Compliance Reports to: Head of Legal Base: Ideally the candidate should be based in the EU or the UK Responsibilities Manage bank / EMI / PSP accounts application processes for Group companies of different jurisdictions (EU, UK, North Ameri...

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Responsibilities: Responsibilities (brief): - Responsible for assisting the Compliance Team in the execution of their duties, and in particular duties concerning the oversight and management of Delegated Authority - Reporting to the Delegated Authori...

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Responsibilities (brief): Responsible for assisting the business in management of its Conduct Risk Framework, embedding the Consumer Duty and related tasks Support the CO/DCO in embedding, promoting and supporting a transparent, positive and proporti...

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Compliance Analyst role within a London based Payments firm. Opportunity to learn and develop in a broad Compliance Analyst role. Client Details The client is a principle issuer of MasterCard and cross-border payments firm. Description Investigate SA...

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Alexander Lloyd are pleased to be partnering with a recognised General Insurance provider on the recruitment of an experienced Compliance Officer for their London office on a hybrid working arrangement. Consumer Duty experience is a Must have. The su...

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Job Title: Compliance Onboarding Specialist Location: Central London (Office-based) A leading property finance lender, specialising in bridging loans (Regulated & Unregulated and BTL). Proud to have assisted numerous property professionals, business ...

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Experienced financial planning administrator or support person required for our established and friendly IFA firm in central London. There is huge potential in this role. Hybrid working 3 days in the office. Salary from 40,000. Are you an experienced...

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We are looking to hear from experienced pragmatic compliance officers who would like to lead the compliance offering at a rapidly growing asset manager It is essential that you have an entrepreneurial aproach , are happy to undertake more routine act...

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SENIOR FRAUD ANALYTICS MANAGER 100,000 LONDON An exciting Fintech company is currently hiring for a Senior Fraud Analytics Manager. This role will work closely with the senior stakeholders in the business and drive huge value for the business. This r...

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Are you a Regulatory Compliance SME or Technical Compliance Specialist with Financial Services experience? Do you have a 'roll your sleeves up’ kind of nature, and are looking for an exciting challenge with genuine career development? Our client, a l...

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About the Role: We are seeking a highly motivated and experienced Senior Loan Servicing Officer to join our collections team. You will play a pivotal role in ensuring exceptional customer service and portfolio performance. Responsibilities: Provide e...

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We are currently looking for an experienced, hands-on, and energetic Director of Compliance to join our FinTech clients London Office The ideal candidate will be responsible for leading the compliance function of their UK operations, including conduc...

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