63 Compliance Manager Jobs

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Regional Manager (Financial Planner)

Regional Manager (Financial Planner)

Titan Wealth Holdings Limited (previously known as Aspira Corporate Solutions Ltd) is a top financial planning company located in Bristol, UK. Our focus is providing best-in-class advice on wealth management, employee benefits, and retirement plannin...

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Manager, Controlling

Manager, Controlling

Yesterday by DSV ROAD LIMITED

Company description: DSV – Global transport and logistics DSV is one of the very best performing companies in the transport and logistics industry. 75,000 employees in more than 90 countries work passionately to deliver great customer experiences and...

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Project Manager

Project Manager

People's Partnership have an exciting opportunity to join our growing team as a Project Manager. This role is a hybrid opportunity with the successful candidate working both at home and in the office. These roles are on a 12 month fixed term contract...

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Complaint Handler

Complaint Handler

3 May by Bamboo

Reports to: Complaints Team Leader Location: Southampton Central Hours: Full-time (37.5 hours per week) Benefits: Competitive Salary, Pension Scheme, Discretionary Bonus (based on individual and company performance), Life Cover (4x basic salary), 22 ...

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Programme Finance Lead - Operations

Programme Finance Lead - Operations

18 April by E3G

Programme Finance Lead - Operations London, SE1 (with hybrid working - a minimum of two days per week in the office. Some European travel may be required) About Us E3G is an independent climate change think tank with a global outlook. We are world le...

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Operations Manager

Operations Manager

Practice or Operations Manager required for an award-winning and expanding company. A financial planning background is extremely desirable, and we'll also consider candidates with strong management experience gained in other industries. If this sound...

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Exclusive: Remote Part Time UK Head of Compliance & MLRO - IFA or Wealth Management Experience Required

Exclusive: Remote Part Time UK Head of Compliance & MLRO - IFA or Wealth Management Experience Required

3 days ago by eFinancialCareers

Exclusive: Remote Part Time UK Head of Compliance & MLRO – IFA or Wealth Management Experience Required Ref: 4022G2 80K - 100K (pro rata) Remote (Southern England) We have been appointed by our Client, a Global Wealth Manager, who are looking to hire...

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Exclusive: Remote Part Time UK Head of Compliance & MLRO - IFA or Wealth Management Experience Required

Exclusive: Remote Part Time UK Head of Compliance & MLRO - IFA or Wealth Management Experience Required

1 week ago by eFinancialCareers

Exclusive: Remote Part Time UK Head of Compliance & MLRO – IFA or Wealth Management Experience Required Ref: 4022G2 80K - 100K (pro rata) Remote (Southern England) We have been appointed by our Client, a Global Wealth Manager, who are looking to hire...

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Firm Governance Assessor

Firm Governance Assessor

Yesterday by eFinancialCareers

What the Hiring Manager Says This is an exciting opportunity to join a team of compliance professionals who will support our AR Firm Principals with understanding their business and working with them to ensure their firm and the network remains safe..

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Financial Planning Manager

Financial Planning Manager

3 days ago by eFinancialCareers

What the Hiring Manager Says At Quilter Cheviot Financial Planning, we are continuing to grow and develop our financial planning capability. As we continue to welcome new Financial Planners, we have a real opportunity to shape the future of our regio...

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Inbound Sales Executive

Inbound Sales Executive

2 days ago by Vizion Autos Ltd

We are looking for a highly motivated and results driven Inbound Sales Executive to join our team. The role has no cold calling but the ideal candidate will have a passion for sales, excellent communication skills, and a proven track record of succes...

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Financial Planner

Financial Planner

3 days ago by eFinancialCareers

What the Hiring Manager Says Due to expansion, Quilter Cheviot Financial Planning is currently looking for employed Financial Planners to join our dynamic and forward-thinking team in Birmingham. We have built a highly regarded brand and marketing ca...

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Financial Planner

Financial Planner

3 days ago by eFinancialCareers

What the Hiring Manager Says Due to expansion, Quilter Cheviot Financial Planning is currently looking for employed Financial Planners to join our dynamic and forward-thinking team in Leeds. We have built a highly regarded brand and marketing capabil...

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Financial Planning Manager

Financial Planning Manager

3 days ago by eFinancialCareers

What the Hiring Manager Says At Quilter Cheviot Financial Planning, we are continuing to grow and develop our financial planning capability. As we continue to welcome new Financial Planners, we have a real opportunity to shape the future of our regio...

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Senior Actuarial Trainee

Senior Actuarial Trainee

5 days ago by Canada Life

Canada Life UK looks after the retirement, investment and protection needs of individuals, families and companies. We help to build better futures for our customers, our intermediaries and our employees by operating as a modern, agile and welcoming o...

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Actuary (BPA team)

Actuary (BPA team)

17 April by Canada Life

Job Title: Senior Actuary (BPA Pricing) Canada Life UK looks after the retirement, investment and protection needs of individuals, families and companies. We help to build better futures for our customers, our intermediaries and our employees by oper...

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Investment Manager

Investment Manager

3 days ago by eFinancialCareers

What the Hiring Manager Says This is a fantastic opportunity to become part of an ambitious, inclusive and well established Office covering Bristol, the South West of England and South Wales. We are now looking for an investment manager to help one o...

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Investment Manager

Investment Manager

1 week ago by eFinancialCareers

What the Hiring Manager Says This is a fantastic opportunity to become part of an ambitious, inclusive and well established Office covering Bristol, the South West of England and South Wales. We are now looking for an investment manager to help one o...

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Compliance Consultant

Compliance Consultant

3 days ago by eFinancialCareers

Job Description The Compliance Consultant will work on a wide range of consulting clients with a particular focus on providing advice around prudential regulatory matters including MiFIDPRU reporting and preparation of ICARAs. Our client base of c300...

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