1,295 Compliance Jobs

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Compliance Monitoring Officer

Compliance Monitoring Officer

Compliance Monitoring Officer Do you have a background within financial services? Are you currently working within a compliance, risk and regulatory role? If so this could be the perfect venture for you so get in touch with me today This is what you'...

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Compliance Advisor FTC

Compliance Advisor FTC

9 April by Goodman Masson

Responsibilities (brief): Responsible for assisting the business in management of its Conduct Risk Framework, embedding the Consumer Duty and related tasks Support the CO/DCO in embedding, promoting and supporting a transparent, positive and proporti...

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Compliance Monitoring Officer

Compliance Monitoring Officer

11 April by Heat Recruitment

Compliance Monitoring Officer role available with a consultancy business that has a range of clients across the financial services market predominantly within wealth management dealing with IFA clients. You will be conducting file reviews and providi...

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AML Compliance Officer

AML Compliance Officer

26 April by Robert Half

Robert Half is assisting a global equipment finance company based in London to recruit a Operational Risk Compliance Manager paying 38 000 - 48 000 DOE The company provides vendor and equipment finance in the Technology, Transport, Industrial & Const...

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Risk & Compliance Manager

Risk & Compliance Manager

Background working in an insurance environment, preferably for an MGA or Broker dealing with delegated underwriting authorities Demonstratable experience working in a compliance or conduct role Good knowledge of FCA Rules and Regulations A proactive ...

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Junior Compliance Officer

Junior Compliance Officer

Yesterday by XTB LTD

XTB UK is looking for a junior level compliance officer to join its current compliance team. The role covers a variety of areas and working closely with the Head of Compliance and MLRO to ensure that the organisation conducts business in a compliant ...

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Compliance Consultant- IFA

Compliance Consultant- IFA

Yesterday by NJR Recruitment

COMPLIANCE CONSULTANT - FINANCIAL PLANNING / WEALTH MANAGEMENT SCOTLAND, NORTH EAST & ORKSHIRE REGIONS 50,000 BENEFITS CAR ALLOWANCE BONUSES Our client is an AIM listed Service Provider to many of the UK's leading Financial Advisors. Providing compli...

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Compliance Officer Banking

Compliance Officer Banking

Compliance Officer (Banking) - Central London Salary: 30k - 35k Excellent Benefits Office Based Working for a leading foreign bank in Central London the Compliance Officer role will assist theHead of Compliance and MLRO to ensure that the Bank identi...

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Senior Compliance Officer

Senior Compliance Officer

Senior compliance 6 Month contract Investment management Meraki Talent are currently working with an Investment Management company with a strong stock brokering background. There is an excellent opportunity for a Senior Compliance officer to join the...

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Trainee Compliance Consultant

Trainee Compliance Consultant

18 April by Ortus PSR

Are you interested in Compliance in the IFA market, we have a trainee role with a leading IFA firm who are looking to develop someone into a compliance position to support the Compliance Director. The salary range for the Compliance role is up to 33,...

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Global Compliance Director

Global Compliance Director

2 April by VICTUS SEARCH

Are you an accomplished Compliance leader with a wealth of experience spanning multiple jurisdictions? We are exclusively tasked with recruiting for a Global Head of Compliance role on behalf of our client. This presents a remarkable opportunity to j...

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Financial Compliance Manager

Financial Compliance Manager

3 days ago by Adecco

Package Role - Financial Compliance Manager Location - Wantage Contract Type - Permanent Working Pattern - Office based Salary - 70,000 - 75,000 15% bonus Start Date - ASAP What's in it for you Company car Attractive Pension plan Health insurance The...

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Compliance Associate Manager

Compliance Associate Manager

1 April by BCT Resourcing

Compliance Associate-Manager City of London 60,000 - 80,000 per annum I am currently recruiting for a Compliance Associate - Manager level role for one of my well established and well known clients in London. My client operates with asset managers, h...

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Compliance Associate-Manager

Compliance Associate-Manager

28 March by Oliver James

I am currently recruiting for a Compliance Associate - Manager level role for one of my well established and well known clients in London. My client operates with asset managers, hedge fund managers, private equity firms and more. The role will inclu...

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Compliance Monitoring Manager

Compliance Monitoring Manager

Are you a proactive Compliance professional, looking for your next FTC opportunity? Our client, a global leading Asset Management firm are hiring a Compliance Monitoring Manager on a 12 M FTC (maternity cover) within their dynamic London office. Offe...

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