1,368 Compliance Jobs

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Senior Compliance Officer - 12M FTC

Senior Compliance Officer - 12M FTC

23 April by Reed

Reed Finance is working with our client to hire a Senior Compliance Officer (fixed term contract) position that opens to candidates within the brokerage, FX, trading, capital market and investment space. The company offers fantastic work culture and ...

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Senior Compliance Checker / Financial Services

Senior Compliance Checker / Financial Services

Senior Business Assurance / Quality Review / Compliance / Financial Services Competitive Salary Up to 25% Performance Bonus Superb Benefits - Amazing package EDINBURGH & Home Working (minimum 2 days office based) Must have the level 4 Diploma and wan...

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Senior Compliance Checker / Financial Services

Senior Compliance Checker / Financial Services

Senior Business Assurance / Quality Review / Compliance / Financial Services Competitive Salary Up to 25% Performance Bonus Superb Benefits - Amazing package SWINDON & Home Working (minimum 2 days office based) Must have the level 4 Diploma and wants...

Job hidden.
Senior Compliance Officer - 12M FTC

Senior Compliance Officer - 12M FTC

23 April by Reed

Reed Finance is working with our client to hire a Senior Compliance Officer (fixed term contract) position that opens to candidates within the brokerage, FX, trading, capital market and investment space. The company offers fantastic work culture and ...

Job hidden.
Operations/Compliance Manager - Financial Planning

Operations/Compliance Manager - Financial Planning

Operational roles attract 'big picture’ thinkers. People who can look at all aspects of a financial planning business. People who understand how everything fits together and recognise where improvements can be made. People who bring ideas. For it to ...

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Senior Compliance Checker / Financial Services

Senior Compliance Checker / Financial Services

Senior Business Assurance / Quality Review / Compliance / Financial Services Competitive Salary Up to 25% Performance Bonus Superb Benefits - Amazing package GLOUCESTERSHIRE & Home Working (minimum 2 days office based) Must have the level 4 Diploma a...

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Financial Services Compliance Administrator - file checking

Financial Services Compliance Administrator - file checking

20 Feburary by Astral Recruitment

Our client is a successful and established multi branch Financial Services company and they are currently looking for a Compliance Administrator to join the team The successful candidate will ideally be based in Shoreham but we could look at a base a...

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Compliance Advice Quality - Wealth Management (Bristol)

Compliance Advice Quality - Wealth Management (Bristol)

You want to be at a growth firm where you are recognised for what you personally bring to the table. This is a great opportunity to work in a positive team that is welcomed by the business in helping us achieve client excellence (that's right we valu...

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Financial Services Compliance Administrator - file checking

Financial Services Compliance Administrator - file checking

20 Feburary by Astral Recruitment

Our client is a successful and established multi branch Financial Services company and they are currently looking for a Compliance Administrator to join the team The successful candidate will ideally be based in Shoreham but we could look at a base a...

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Compliance Advice Quality - Wealth Management (Manchester)

Compliance Advice Quality - Wealth Management (Manchester)

You want to be at a growth firm where you are recognised for what you personally bring to the table. This is a great opportunity to work in a positive team that is welcomed by the business in helping us achieve client excellence (that's right we valu...

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Compliance Analyst - Payments KYC / TM / AML / Screening

Compliance Analyst - Payments KYC / TM / AML / Screening

The client is looking for a Compliance Analyst who will be responsible for handling reporting of Financial Crime. The successful candidate will be based in their central London office and reporting to the Head of Compliance & MLRO. Client Details The...

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Technical Compliance Specialist - Ferndown Hybrid - Up to £40K

Technical Compliance Specialist - Ferndown Hybrid - Up to £40K

4 days ago by Bond Williams

Technical Compliance Specialist - Ferndown Hybrid - Up to 40,000 What you'll be doing: As the Technical Compliance Specialist, you'll assess and implement legislative changes, ensuring our products meet industry standards. About the company: Our clie...

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Compliance Consultant/T&C - Financial Planning, existing clients.

Compliance Consultant/T&C - Financial Planning, existing clients.

Having the skills and experience to be successful in a consultancy role requires confidence that what you promise to clients, can be delivered. This is why this role is a great opportunity for you as the supporting departments covering technical cont...

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Group Risk & Compliance Regulatory Change and Policy Manager

Group Risk & Compliance Regulatory Change and Policy Manager

This is a 2LOD Compliance role reporting directly to the Group Head of Compliance and CRO. The primary function of this role is to support the GRC function through FCA regulatory updates and developments. Responsibilities Keep the business in line wi...

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Compliance Consultant/T&C - Financial Planning, existing clients.

Compliance Consultant/T&C - Financial Planning, existing clients.

Having the skills and experience to be successful in a consultancy role requires confidence that what you promise to clients, can be delivered. This is why this role is a great opportunity for you as the supporting departments covering technical cont...

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Compliance Advisory - Investment Management and Wealth Advisory

Compliance Advisory - Investment Management and Wealth Advisory

5 days ago by eFinancialCareers

Required skills and knowledge: • A well-developed understanding of the FCA regulations applicable to Investment Management and Advisory (Financial Planning / Wealth Planning) businesses. • An understanding of the FCA rules in relation to ESG, Princip...

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Compliance AML Execution Analyst - Post Investigation at Citi

Compliance AML Execution Analyst - Post Investigation at Citi

5 days ago by eFinancialCareers

Compliance AML Execution Analyst - Post Investigation The Compliance Post Investigation Analyst is responsible for all post investigation administrative duties to include but not limited to reviewing AML Investigations and Suspicious Activity Reports...

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Compliance Manager - IFA Firm - Part time or full time considered

Compliance Manager - IFA Firm - Part time or full time considered

1 May by Reed

Job Title: IFA Compliance Manager (Full/Part-Time Considered) Reports to: Director Location: Droitwich/Gloucester Job Purpose: As a Compliance Manager, you will play a pivotal role in the firm’s regulatory and risk framework. Your responsibilities in...

Job hidden.
Compliance Manager - IFA Firm - Part time or full time considered

Compliance Manager - IFA Firm - Part time or full time considered

1 May by Reed

Job Title: IFA Compliance Manager (Full/Part-Time Considered) Reports to: Director Location: Droitwich/Gloucester Job Purpose: As a Compliance Manager, you will play a pivotal role in the firm’s regulatory and risk framework. Your responsibilities in...

150 - 175 of 1,368 jobs
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