882 Compliance Jobs

Reed Banking is currently hiring a permanent Financial Crime Training AVP . As a new team, this is a really exciting opportunity for individuals who are keen to design the overall financial crime training framework for the business Joe Opportunities ...

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A highly successful and award winning chartered financial planning practice is looking for a Compliance Officer / File Checker to join its team. Reporting to the Compliance Director, the role holder will be instrumental in developing, implementing, a...

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Our client is a successful financial planning business who are looking for a Compliance Officer to join the team. Reporting to the Compliance Director, the role holder will be instrumental in developing, implementing and monitoring effective complian...

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Equifind have teamed up with a financial services firm in London, who are looking to add a compliance analyst to join the business. The business has recently enjoyed some fresh investment, so they are looking to add to the team to match this appetite...

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We are currently working with a Commodities Firm who are seeking a Compliance Manager to join their team. As a Compliance Manager, you will be responsible for overseeing adherence to legal and internal regulations, playing a pivotal role in maintaini...

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We are working with an award winning business in Ipswich who are going from strength to strength and require a compliance executive to join their team. We know that every job advert says that - but this client really is exceptional and well known in ...

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Join a successful and award-winning boutique investment firm and make a real difference. We seek a Compliance Executive to join the team at a small but successful investment firm. They have been recognised for their excellence in the industry, winnin...

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Compliance Specialist - SIPP Location | Sale SALARY | 26,000 - 32,000 NJR Recruitment are again working in Partnership with a Pension Administrator who has been operating since 1998, and who collaborate with regulated advisers to offer a range of Awa...

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Job Title: Compliance Manager Industry: Financial Planning Locatio: Gloucester Salary: 45,000 - 50,000 (negotiable for right candidate) Job Reference: 9015 Job Description: Recruit UK are working on an exciting opportunity for a Compliance Manager to...

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Job Title: Compliance Manager Industry: Financial Planning Location: Worcester Salary: 45,000 - 50,000 (negotiable for right candidate) Job Reference: 9015 Job Description: Recruit UK are working on an exciting opportunity for a Compliance Manager to...

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My client is seeking an experienced compliance executive. As a key member, you'll be at the forefront of regulatory change, assessing and crafting responses to consultation papers, particularly those from the FCA. Your expertise will contribute to th...

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Reed Specialist Recruitment are proud to be representing one of the UK's leading financial advice networks, who are looking for a new Compliance Supervisor to join their Head Office, based in Horsham. The successful candidate will assist with creatin...

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Reed Specialist Recruitment are proud to be representing one of the UK's leading financial advice networks, who are looking for a new Compliance Supervisor to join their Head Office, based in Horsham. The successful candidate will assist with creatin...

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Reed Specialist Recruitment are proud to be representing one of the UK's leading financial advice networks, who are looking for a new Compliance Supervisor to join their Head Office, based in Horsham. The successful candidate will assist with creatin...

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About Us Foster Denovo currently boast over 120 Financial Advisers supported by around 250 employees across eight Foster Denovo offices throughout the UK. We have the scale and resource to provide exceptional advice and service to our clients, advise...

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Reed Banking is currently hiring a permanent Financial Crime Training AVP . As a new team, this is a really exciting opportunity for individuals who are keen to design the overall financial crime training framework for the business Joe Opportunities ...

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Our client is looking for a Compliance Officer to review cases completed by their Financial Advice team. This role will suit someone who has level 4 qualification or is already a file checker and is passionate about helping individuals achieve their ...

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MERJE are working with a well established Investment manager in their search for a Head of Compliance. The Head of Compliance will be responsible for compliance with all applicable FCA & SEC regulations. Provision of technical advice, support & regul...

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We are working exclusively with a successful Investment Management firm who are looking for a Head of Compliance (SMF16/17) to report directly into the board. The role holder will be responsible for the independent oversight and management of the Com...

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Compliance Monitoring Officer Do you have a background within financial services? Are you currently working within a compliance, risk and regulatory role? If so this could be the perfect venture for you so get in touch with me today This is what you'...

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Your new company A progressive and innovative financial services company specialising in the financial and payments sector is seeking an experienced compliance manager to join its team. Its commitment to integrity, regulatory compliance, and ethical ...

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Responsibilities (brief): Responsible for assisting the business in management of its Conduct Risk Framework, embedding the Consumer Duty and related tasks Support the CO/DCO in embedding, promoting and supporting a transparent, positive and proporti...

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Robert Half is assisting a global equipment finance company based in London to recruit a Operational Risk Compliance Manager paying 38 000 - 48 000 DOE The company provides vendor and equipment finance in the Technology, Transport, Industrial & Const...

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Our client, a Commodities Firm, is seeking a dedicated Compliance Administrative Assistant to support their Compliance team in ensuring adherence to legal and regulatory requirements. This is an exciting opportunity to join a dynamic team and contrib...

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Compliance Analyst role within a London based Payments firm. Opportunity to learn and develop in a broad Compliance Analyst role. Client Details The client is a principle issuer of MasterCard and cross-border payments firm. Description Investigate SA...

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