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Compliance Associate

Compliance Associate

Rev & Regs are recruiting for a Compliance Associate role on behalf of an Investment Management firm, based in London. The successful candidate will require a technical understanding of equities, and fixed income markets, the trading of these instrum...

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Compliance, Transaction Banking TxB Compliance, Associate/Executive Director, London

Compliance, Transaction Banking TxB Compliance, Associate/Executive Director, London

1 week ago by eFinancialCareers

OUR IMPACT Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through the firm's enterprise-wide compliance...

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Internal Audit - Compliance & Legal - Associate - London

Internal Audit - Compliance & Legal - Associate - London

1 week ago by eFinancialCareers

INTERNAL AUDIT In Internal Audit, we ensure that Goldman Sachs maintains effective controls by assessing the reliability of financial reports, monitoring the firm's compliance with laws and regulations, and advising management on developing smart con...

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Compliance, Compliance Testing Group Associate, London

Compliance, Compliance Testing Group Associate, London

1 week ago by eFinancialCareers

OUR IMPACT This is an exciting opportunity for an individual who is a self-starter who exudes energy, curiosity, and enthusiasm to join the firm's Compliance Testing Group to conduct detailed reviews covering the various firm businesses and divisions...

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Compliance, Equities Compliance, Equities Advisory, Associate, London

Compliance, Equities Compliance, Equities Advisory, Associate, London

OUR IMPACT Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through the firm's enterprise-wide compliance...

Job hidden.
Compliance, Equities Compliance, Derivatives and Structured Products, Associate, London

Compliance, Equities Compliance, Derivatives and Structured Products, Associate, London

1 week ago by eFinancialCareers

OUR IMPACT Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through the firm's enterprise-wide compliance...

Job hidden.
Compliance, Regulatory Practice Group, Associate, London

Compliance, Regulatory Practice Group, Associate, London

OUR IMPACT Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through the firm's enterprise-wide compliance...

Job hidden.
Compliance, Regulatory Practice Group, Associate, London

Compliance, Regulatory Practice Group, Associate, London

1 week ago by eFinancialCareers

OUR IMPACT Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through the firm's enterprise-wide compliance...

Job hidden.
Compliance, Legal & the Conflicts Resolutions Group, Associate, London

Compliance, Legal & the Conflicts Resolutions Group, Associate, London

1 week ago by eFinancialCareers

OUR IMPACT Compliance, Legal and the Conflicts Resolution Group (CLC) work at the intersection of finance and control functions, enabling the firm to conduct business with the highest level of integrity. The expertise and experience of the three divi...

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Commercial Associate - Asset Management Shipping

Commercial Associate - Asset Management Shipping

A Japanese logistics company is currently recruiting a Commercial Associate for Asset Management to join their busy office in London. You will be responsible for managing the assigned asset safely, effectively, and in accordance with the highest indu...

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Funds Associate

Funds Associate

This is an exciting opportunity for a motivated Associate to work closely with a growing fund management team based in London. The firm is a leading financial services firm dedicated to providing exceptional investment solutions to clients. Position ...

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Banking Associate

Banking Associate

Do you want to join a vibrant corporate and acquisition finance team based in London? With a diverse clientele including banks, sponsors, corporates, asset managers, and governments, this firm tackles some of the most intricate and innovative transac...

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