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Business Assurance Adviser

Posted 9 February by St. James's Place Wealth Management Easy Apply Featured Ended

St. James’s Place is a FTSE 100 Wealth Management company with £90.7 of client funds under our management. We have grown through the ethos of offering quality, face-to-face wealth management advice and commitment to building trusted and enduring relationships with our clients. We were recently awarded 'Britain's Most Admired Companies - Insurance’ and we are currently recruiting in a number of areas to support our ongoing growth.

Main Purpose of the Job:

The main purpose of the role is to compliance check a range of business submitted by the Partnership. Providing Feedback to the Field Management Team, Business Risk Team and Partners on changes required to cases

Being responsible for ensuring the output of work is in line with our values and principles of treating our clients fairly (being both our internal (Partner) clients and external clients). Escalating any cases which you do not believe to be in line with the company’s values.

Key Responsibilities:

  • To review files as detailed above
  • Provide technical support to the Partnership in relation to the correct documentation for all case types
  • Advise internal teams of any issues raised from file checking to enable feedback to the Partner
  • To act as a point of contact for enquiries from the Partnership, including providing technical support through the Helpline when required
  • Deliver projects as required
  • Attend regular meetings where necessary to ensure a consistent approach on all areas of Support reviewing and discuss areas where improvements/changes can be made
  • Ensure that acceptable and consistent level of service standards are maintained
  • To assist with training of new members of team where necessary
  • Continue Professional Development by way of external exams, internal training, home study
  • Point of Contact relationships - Deal with special cases where "care" required with particular Partners/Clients.

Required Skills:

  • Methodical and organised approach
  • Ability to prioritise workload
  • Ability to work under pressure and meet deadlines
  • Ability to work independently and as part of a team
  • Ability to respond and adapt to changes in procedures as and when necessary
  • PC Literate - including Excel, Word, Outlook etc.

Required Technical Knowledge & Qualifications:

  • Experience or background within Pensions
  • Required to hold QCF Level 4 qualification e.g. the CII Diploma in Regulated Financial Planning.

How we Reward You

In addition to an attractive salary you will also receive a number of excellent benefits including a non-contributory pension, private medical insurance, life assurance, a share incentive plan, bonus sacrifice arrangements to name but a few.

The Charitable Foundation

We are extremely proud of The St. James’s Place Foundation. It is a grant-making charity where funds are raised and donated by the St. James’s Place community. The Company matches all funds raised or donated, pound for pound and since its setup in 1992 we have raised and distributed in excess of £60 million to good causes operating in the UK and abroad.


We are proud of the recognition we receive for the high quality advice and service we provide to our clients. Most recently, this has included being voted the: '2017 Best Private Client Investment Manager' by readers of Wealth Adviser magazine; '2017 Best Wealth Manager' by readers of Shares Magazine; '2017/18 Personal Finance Awards - Best Financial Adviser’by readers of Money Pagesand voted the City of London '2017 Wealth Management Company of the Year'.

How to Apply

To apply for this role please click on the Apply button below.

Reference: 34442590

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