238 Full-time Regulatory Risk & Control Jobs in London

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Post Trade Services Manager

Post Trade Services Manager

30 April by CMC Markets

CMC Markets are hiring a skilled Derivatives specialist with a proven background working in ETD Operations. Covering a both Exchange Traded Options and Global Futures, plus CMC OTC Options product. F&O Operations require a motivated individual to per...

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Trade and Working Capital - Product Compliance Officer Senior Vice President at Citi

Trade and Working Capital - Product Compliance Officer Senior Vice President at Citi

4 days ago by eFinancialCareers

Serves as a senior function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule,...

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Business Analyst - Wholesale Credit & Lending Operational Resilence

Business Analyst - Wholesale Credit & Lending Operational Resilence

4 days ago by eFinancialCareers

take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you further. We are currently seeking an experienced individual to join this team in the role of Business Analyst – Wholesale Lending & Credit Operat...

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SVP, Compl Product Sr Officer I - Global Functions Compliance - Tier 1 Regulations LONDON at Citi

SVP, Compl Product Sr Officer I - Global Functions Compliance - Tier 1 Regulations LONDON at Citi

4 days ago by eFinancialCareers

Serves as a senior function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule,...

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Framework & Strategy - Compliance Risk Management Senior Officer I SVP at Citi

Framework & Strategy - Compliance Risk Management Senior Officer I SVP at Citi

4 days ago by eFinancialCareers

Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation and design ...

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Global Regulatory Privacy and Data Responsibility - Compliance Product Director at Citi

Global Regulatory Privacy and Data Responsibility - Compliance Product Director at Citi

4 days ago by eFinancialCareers

Serves as a senior Privacy and Responsible Data compliance risk manager for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, procedures, processes, and programs to prevent violations of law, ru...

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Global Regulatory Privacy and Data Responsibility - Compliance Product Director at Citi

Global Regulatory Privacy and Data Responsibility - Compliance Product Director at Citi

Serves as a senior Privacy and Responsible Data compliance risk manager for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, procedures, processes, and programs to prevent violations of law, ru...

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Prudential Reporting Co-Head - EMEA Finance - Global Financial Services Group - Up to £100,000 Bonus Benefits - City/London with hybrid working

Prudential Reporting Co-Head - EMEA Finance - Global Financial Services Group - Up to £100,000 Bonus Benefits - City/London with hybrid working

4 days ago by eFinancialCareers

In addition to ensuring compliance with regulatory and statutory reporting requirements, this role offers the opportunity to actively contribute to a range of Finance-related projects and initiatives. It's a hands-on finance position that requires a ...

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Market Risk Analyst

Market Risk Analyst

3 days ago by eFinancialCareers

Department overview: MRI (Market Risk Infrastructure) provides governance and control of the banks Market Risk Management department. Core activities relate to procedural management that ensures the Regulatory Compliance of their European entities. S...

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Information Risk Lead

Information Risk Lead

5 days ago by Resource Solutions

Our client is seeking an Information Risk Lead to join their dynamic team in London. This role offers the opportunity to collaborate across multiple domains, driving a culture of end-to-end process and service excellence. The successful candidate wil...

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Compliance, Financial Crime Compliance, Digital Assets, Executive Director, London

Compliance, Financial Crime Compliance, Digital Assets, Executive Director, London

4 days ago by eFinancialCareers

OUR IMPACT Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through the firm's enterprise-wide compliance...

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Chief Auditor Banking, International, NAM, Markets & Services Compliance - MD at Citi

Chief Auditor Banking, International, NAM, Markets & Services Compliance - MD at Citi

2 days ago by eFinancialCareers

--------The Chief Auditor is a senior level management position responsible for managing Citi Internal Audit's (IA's) risk based audit approach, in coordination with the Audit team. The overall objective of this role is to ensure Citi IA is the leadi...

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