Assistant Compliance Officer

We are exclusively recruiting for a niche Insurance business based in Hertfordshire who are looking to hire an Assistant Compliance Officer in a newly created role. The successful candidate will have a strong knowledge of FCA rules relevant to their business and must be comfortable working in a hands-on environment.

Main Responsibilities:

• Ensure that the necessary regulatory and governance requirements for the firm.
• Provide advice and guidance to the Head of Compliance, Risk and Internal Audit, ExCo, managers and the operation.
• Set and monitor polices against regulatory requirements and providing pro-active support for the delivery of the business objectives of the group companies and to undertake quality assurance activity.
• Maintain a good knowledge of PRA/ FCA and other regulatory requirements and interpret various rules to formulate and propose solutions appropriate to business requirements.
• Provide compliance advice, guidance, quality assurance and training to staff to ensure that effective policies and procedures are developed and maintained in order to promote compliance with all appropriate regulations.
• Develop and review compliance manuals, policies and procedures, and associated documentation.
• Manage the product governance process.

Job Requirements:

• Minimum of 2 years Compliance experience working within an FCA regulated Insurance business.
• Strong knowledge of the FCA rules and regulations.
• CII qualification, preferable.
• Excellent interpersonal skills.
• Good communicator, comfortable dealing with all levels of staff.

Unless otherwise stated, candidates must have the right to work in the UK.

The CLARC Guarantee - we 100% guarantee that your CV will never be sent to a client without your prior expressed permission so all of your details are totally secure with us. Please note due to the volume of applications we sadly cannot reply to every application we receive and only successful applications will be contacted, however your details will be registered for consideration for more suitable opportunities as we get them.