14 Assistant Compliance Officer Jobs

Who we are looking for We are looking for a Global Markets Compliance Officer who will primarily focus to support the oversight of and provide advice and guidance related to the suite of products & services provided by the FX Sales, Trading and Resea...

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Job Description: Job Title Controls Testing & Assurance Senior Testing Officer International Private Bank Location London Corporate Title Assistant Vice President Controls Testing & Assurance (CT&A) performs regulatory prescribed testing and assuranc...

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URGENT REQUIREMENT DUE TO BUSINESS GROWTH Up to 50,000 plus bonus and benefits Hybrid working available Due to exciting growth and business needs, a fantastic opportunity has arisen to join a boutique Private Bank in the heart of London, as they seek...

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URGENT REQUIREMENT DUE TO BUSINESS GROWTH Up to 50,000 plus bonus and benefits Hybrid working available Due to exciting growth and business needs, a fantastic opportunity has arisen to join a boutique Private Bank in the heart of London, as they seek...

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Who we are looking for We are looking for a Compliance Risk Testing Analyst to work with a team of professionals to develop and execute regulatory testing and controls testing to provide reasonable assurance that State Street is complying with applic...

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Our client, an established offshore private wealth manager dedicated to the management, growth, and protection of wealth across family generations, is offering a unique and exciting opportunity to join the company at the Group level. Renowned for its...

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Our client, an established offshore private wealth manager dedicated to the management, growth, and protection of wealth across family generations, is offering a unique and exciting opportunity to join the company at the Group level. Renowned for its...

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Assistant Compliance Manager - FTC Birmingham, West Midlands (with hybrid working) We are looking for 5 Assistant compliance managers on a fixed term basis. Working for Compliance means translating regulation into action, making sure the industry und...

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Up to 45,000 plus bonus and benefits Hybrid working available Due to exciting growth and business needs, a fantastic opportunity has arisen to join a highly boutique wealth management firm in the heart of London, as they seek a high-level support ass...

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Up to 45,000 plus bonus and benefits Hybrid working available Due to exciting growth and business needs, a fantastic opportunity has arisen to join a boutique wealth management firm in the heart of London, as they seek a high-level support assistant ...

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Finance Assistant Salary: 36,000 FTE We are looking for a dynamic Finance Assistant to support our growing business. This is a fantastic opportunity for a junior Finance professional to grow and gain experience within a fast paced, innovative company...

Position description Business unit Legal, Secretary General & Compliance - Compliance Job title Internal Control Officer Junior F/M Contract type Permanent Candriam Group Presentation Candriam is a global multi-specialist asset manager and a recogniz...

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Responsiblities: To provide or arrange the provision of legal advice as well as be responsible for ensuring that the Bank follows statutory and regulatory procedures to mitigate risks of litigation. Assist the Company Secretary with company secretari...

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Who we are looking for The State Street Global Advisors is seeking a talented individual to join our UK Advisory Compliance team, reporting to the UK Head of Compliance. Sitting in the second line of defense, you will be responsible for providing exp...

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