Risk & Compliance Advisor
- Competitive salary
- London
- Permanent, full-time
Practice Group / Department: Risk & Compliance Management UK & Europe - London Job Description We're Norton Rose Fulbright - a global law firm with ov...
Practice Group / Department: Risk & Compliance Management UK & Europe - London Job Description We're Norton Rose Fulbright - a global law firm with ov...
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Board Advisor - Fintech Bank I am currently supporting a high-growth fintech bank with a Board Advisor mandate. They are currently building a product which is not only niche and relevant, however has a clear mission statement. Well backed and with a...
Practice Group / Department: Risk & Compliance Management UK & Europe - London Job Description We're Norton Rose Fulbright - a global law firm with over 50 offices and 7,000 employees worldwide. We provide the world’s preeminent corporations and fina...
HR & Payroll Advisor - 32 per hour - 6 months - Mansion House My client is a leading firm within Financial services. Due to succession planning, they are in pursuit of a Payroll and HR Advisor to join them on a 6 month assignment. To be considered su...
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Key Responsibilities: Manage a varied portfolio of regulatory compliance activities Helping to develop policies and processes and approving new business initiatives and supporting business-led projects and trancations Input into the design of the bus...
Responsibilities (brief): Responsible for assisting the business in management of its Conduct Risk Framework, embedding the Consumer Duty and related tasks Support the CO/DCO in embedding, promoting and supporting a transparent, positive and proporti...
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Part-time, non-executive opportunity with expanding FinTech – Carbon Credit commodity trading, advisory role. This exciting payments FinTech has a major offering in the institutional FX market. They have contracts with two huge institutions and are r...
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Key Responsibilities & Tasks Responsibilities will include, but not be limited to: • Support and implement the annual Compliance Plan, identifying areas requiring additional monitoring and testing. • Provide guidance on ethical and conduct related ma...
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Who we are looking for The State Street Global Advisors is seeking a talented individual to join our UK Advisory Compliance team, reporting to the UK Head of Compliance. Sitting in the second line of defense, you will be responsible for providing exp...
Practice Group / Department: Compliance Financial Crime - London Job Description We're Norton Rose Fulbright - a global law firm with over 50 offices and 7,000 employees worldwide. We provide the world’s preeminent corporations and financial institut...
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Practice Group / Department: Risk & Compliance Management UK & Europe - London Job Description We're Norton Rose Fulbright - a global law firm with over 50 offices and 7,000 employees worldwide. We provide the world’s preeminent corporations and fina...
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The Wealth/Relationship Manager is a trusted advisor, helping clients achieve financial goals through wealth planning advice, investment and credit solutions, and banking services. The role involves understanding client needs and providing bespoke ad...
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Investment Banking, Valuations and Opinions, Analyst Our client is a trusted investment banking advisor to business owners and senior executives of leading private equity firms and public and privately held companies around the world. Their advisory ...
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Investment Banking, Valuations and Opinions, Analyst Our client is a trusted investment banking advisor to business owners and senior executives of leading private equity firms and public and privately held companies around the world. Their advisory ...
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Our client, a global Tier 1 financial services institution, are looking for a MLRO to lead their UK entity, based in London. The UK MLRO will serve as a trusted advisor to the Chief Compliance and Operational Risk Officers of the Front Line Units and...
Job Description: Job Description DWS Group (DWS) is one of the world's leading asset managers with EUR 928bn of assets under management (as of December 2021). Building on more than 60 years of experience and a reputation for excellence in Germany and...
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Ideas | People | Trust We're BDO. An accountancy and business advisory firm, providing the advice and solutions businesses need to navigate today's changing world. Our clients are Britain's economic engine - ambitious, entrepreneurially-spirited and ...
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Job Description: Employer: DWS Group Title: Corporate/M&A Legal Structuring - Alternatives, DWS Infrastructure Location: London About DWS: Today, markets face a whole new set of pressures - but also a whole lot of opportunity too. Opportunity to inno...
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Responsiblities: To provide or arrange the provision of legal advice as well as be responsible for ensuring that the Bank follows statutory and regulatory procedures to mitigate risks of litigation. Assist the Company Secretary with company secretari...
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Responsiblities: To provide or arrange the provision of legal advice as well as be responsible for ensuring that the Bank follows statutory and regulatory procedures to mitigate risks of litigation. Assist the Company Secretary with company secretari...
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MLRO - Money Laundering Reporting Officer (SMF17) (Contract or perm) Salary 120k - 130k London Responsibilities: FCA - Responsibility for the firm's policies and procedures for countering the risk that the firm might be used to further financial crim...
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Business Unit: Corporate Finance Industry: IG - Industrials Overview Houlihan Lokey (NYSE:HLI) is a global investment bank with expertise in mergers and acquisitions, capital markets, financial restructuring, and financial and valuation advisory. The...
RESPONSIBILITIES Act as the lead compliance advisor on application of the FCA handbook, Payments Services regulation and UK law Support the Head of Compliance with FCA and PRA engagement Review communications and oversee reporting Assist with establi...
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Private Wealth Management Goldman Sachs Private Wealth Management (PWM) specializes in creating comprehensive wealth management plans for high net worth individuals and families, as well as select institutions, including foundations and endowments. P...
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Leading global fund manager seeks a compliance advisor with a specialist focus upon product development matters. Reporting to the Head of Product & Investment Compliance, the successful candidate will provide the product development business with adv...
Business Unit: Corporate Finance Industry: BUS - Business Services HL Overview Houlihan Lokey (NYSE:HLI) is a global investment bank with expertise in mergers and acquisitions, capital markets, financial restructuring, and financial and valuation adv...
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