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Job Title: Senior Compliance Advisor Department: Compliance Reports to: Head of Advisory. Compliance Team Overview The European Compliance department comprises four teams: Compliance Advisory, Compliance Ireland, Financial Crime Prevention and Core &...
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Responsibilities (brief): Responsible for assisting the business in management of its Conduct Risk Framework, embedding the Consumer Duty and related tasks Support the CO/DCO in embedding, promoting and supporting a transparent, positive and proporti...
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Key Responsibilities & Tasks Responsibilities will include, but not be limited to: • Support and implement the annual Compliance Plan, identifying areas requiring additional monitoring and testing. • Provide guidance on ethical and conduct related ma...
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RESPONSIBILITIES Act as the lead compliance advisor on application of the FCA handbook, Payments Services regulation and UK law Support the Head of Compliance with FCA and PRA engagement Review communications and oversee reporting Assist with establi...
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RESPONSIBILITIES Act as the lead compliance advisor on application of the FCA handbook, Payments Services regulation and UK law Support the Head of Compliance with FCA and PRA engagement Review communications and oversee reporting Assist with establi...
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Leading global fund manager seeks a compliance advisor with a specialist focus upon product development matters. Reporting to the Head of Product & Investment Compliance, the successful candidate will provide the product development business with adv...
Who we are looking for The State Street Global Advisors is seeking a talented individual to join our UK Advisory Compliance team, reporting to the UK Head of Compliance. Sitting in the second line of defense, you will be responsible for providing exp...
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Practice Group / Department: Compliance Financial Crime - London Job Description We're Norton Rose Fulbright - a global law firm with over 50 offices and 7,000 employees worldwide. We provide the world’s preeminent corporations and financial institut...
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Responsibilities below: Providing financial crimes subject matter advisory expertise (\"SME\") on changes in regulatory requirements and serve as an effective advisor to key stakeholders across the business on financial crimes matters - specifically ...
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Trade Surveillance Officer City of London / Hybrid Permanent Up to 70,000 cer Financial are working alongside a financial advisor who are based in the City of London. They are seeking a Trade Surveillance Officer to work with them on a permanent basi...
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My established banking client provides development and bridging finance. They are recruiting for an additional person to join their credit operations team. Overview Working as part of a small credit operations team, your main responsibilities will in...
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My established banking client provides development and bridging finance. They are recruiting for an additional person to join their credit operations team. Overview Working as part of a small credit operations team, your main responsibilities will in...
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OUR IMPACT Compliance, Legal and the Conflicts Resolution Group (CLC) work at the intersection of finance and control functions, enabling the firm to conduct business with the highest level of integrity. The expertise and experience of the three divi...
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Key Responsibilities: Support senior staff in managing a portfolio of accounts, undertaking credit analysis, and maintaining credit surveillance. Prepare credit applications and manage data input for various systems, providing guidance to junior staf...
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Main Purpose of the Role: To manage Trade Finance Operations & the FCC Oversight function in London. Ensuring that the team are cultivating and developing the business relationship with relevant customers for processing of documentary and guarantee t...
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The Head of Distribution, UK & EMEA will be responsible for leading a team of sales professionals to service the relevant institutional and wholesale markets. This role will have ultimate accountability for managing, maintaining strong relationships ...
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PIMCO is a global leader in active fixed income with deep expertise across public and private markets. We invest our clients' capital across a range of fixed income and credit opportunities, leveraging our decades of experience navigating complex deb...
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PIMCO is a global leader in active fixed income with deep expertise across public and private markets. We invest our clients' capital across a range of fixed income and credit opportunities, leveraging our decades of experience navigating complex deb...
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The individual will be responsible for supporting and helping implement the day-to-day activities of their portfolios and providing subject matter expertise on investment and product-related projects. The team works with Equity, Fixed Income and Mult...
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The role This role sits in the Investor Service team that is responsible for onboarding and servicing our Investors portfolio, the focus is to provide assurance on key audits and controls. You will work with all the operational team within Funding ci...
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Position: Senior Marketing Officer/Director Coverage: CEE/Poland Location: London/Prague About the role: The position is part of the ISD/CEEMEA CBD team, situated in either Prague or London, with reporting responsibilities to the Executive Director (...
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PIMCO is a global leader in active fixed income with deep expertise across public and private markets. We invest our clients' capital across a range of fixed income and credit opportunities, leveraging our decades of experience navigating complex deb...
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PIMCO is a global leader in active fixed income with deep expertise across public and private markets. We invest our clients' capital across a range of fixed income and credit opportunities, leveraging our decades of experience navigating complex deb...
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OUR IMPACT Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through the firm's enterprise-wide compliance...
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Job Title: Senior Legal Counsel - Regulatory Advisory, Europe and UK (Open) Are you looking for a career move that will put you at the heart of a global financial institution? Then bring your skills and experience to Citi's Legal team. By joining Cit...
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There are 39 permanent, temporary Compliance Advisor jobs within 10 miles of London on Reed.co.uk right now.
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