Head of Compliance - Asset Management

Posted 18 September by Communicate Recruitment Solutions LTD
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A leading asset manager who operates on both a retail and institutional level is looking for Head of Compliance to support the Chief Risk Officer. The business has offices all over the UK including London and Scotland and is going through an exciting restructure which will be a pivotal part of the role.

The role will see the successful individual involved in leading the compliance team on a day to day basis as well as taking ownership of the compliance plan. There will be a onus on bringing in new changes and ensuring leadership and being supported and challenged when appropriate. You will work very closely alongside others including Regulatory and HR as well as maintain key relationships with governing bodies (FCA and SEC)

The successful candidate will strong compliance experience within the asset management sector as well as being as strong communicator to business partner with senior stakeholders.

Required skills

  • Asset Management
  • Compliance

Reference: 36136282

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