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Head of Compliance

Head of Compliance

2 days ago by eFinancialCareers

Position: Head of Compliance Location: London (with possible travel abroad) Full-Time Company Overview: Gold Grain Capital is a boutique firm specialising in structured and alternative investment products, custom securitisation solutions, and wealth ...

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Exclusive: Remote Part Time UK Head of Compliance & MLRO - IFA or Wealth Management Experience Required

Exclusive: Remote Part Time UK Head of Compliance & MLRO - IFA or Wealth Management Experience Required

Exclusive: Remote Part Time UK Head of Compliance & MLRO – IFA or Wealth Management Experience Required Ref: 4022G2 80K - 100K (pro rata) Remote (Southern England) We have been appointed by our Client, a Global Wealth Manager, who are looking to hire...

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EXCLUSIVE: HEAD OF UK COMPLIANCE - SENIOR COMPLIANCE EXPERIENCE FROM A CARD NETWORK, MONEY REMITTANCE OR SIMILAR FINTECH FIRM REQUIRED

EXCLUSIVE: HEAD OF UK COMPLIANCE - SENIOR COMPLIANCE EXPERIENCE FROM A CARD NETWORK, MONEY REMITTANCE OR SIMILAR FINTECH FIRM REQUIRED

Yesterday by eFinancialCareers

EXCLUSIVE: HEAD OF UK COMPLIANCE – SENIOR COMPLIANCE EXPERIENCE FROM A CARD NETWORK, MONEY REMITTANCE OR SIMILAR FINTECH FIRM REQUIRED 4030G 100K - 130K Benefits & Bonus Hybrid (South East England) We have been retained by our client, a growing inter...

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Six Month Contract - Stockbroking, Asset Management or PWM Compliance Monitoring Experience Required

Six Month Contract - Stockbroking, Asset Management or PWM Compliance Monitoring Experience Required

2 days ago by eFinancialCareers

Six Month Contract – Stockbroking, Asset Management or PWM Compliance Monitoring Experience Required 4025G 70K - 80K pro-rata Hybrid/Kent We have been appointed by our Client, a boutique Retail & Institutional Stockbroker, who are looking to recruit ...

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Compliance Officer

Compliance Officer

2 days ago by eFinancialCareers

The Compliance Officer will be supporting the Head of Compliance with the exciting and fast paced workload within the function. This is a fantastic opportunity to operate within a role full of broad responsibilities. Requirements: 2-5 Years experienc...

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Regional Compliance Director, S&P Global Commodity Insights EMEA

Regional Compliance Director, S&P Global Commodity Insights EMEA

2 days ago by eFinancialCareers

About the Role: Grade Level (for internal use): 12 About the Role: S&P Global ( the Company ) seeks a Compliance Director to join the Compliance Team for the S&P Global Commodity Insights division (the Division) The Compliance Director will be based ...

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Senior Compliance Advisory Manager - Private Banking - London

Senior Compliance Advisory Manager - Private Banking - London

RESPONSIBILITIES Act as the lead compliance advisor on application of the FCA handbook, Payments Services regulation and UK law Support the Head of Compliance with FCA and PRA engagement Review communications and oversee reporting Assist with establi...

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Senior Compliance Advisory Manager - Private Banking - London

Senior Compliance Advisory Manager - Private Banking - London

2 days ago by eFinancialCareers

RESPONSIBILITIES Act as the lead compliance advisor on application of the FCA handbook, Payments Services regulation and UK law Support the Head of Compliance with FCA and PRA engagement Review communications and oversee reporting Assist with establi...

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Compliance Officer part-time role 20 hours per week

Compliance Officer part-time role 20 hours per week

Yesterday by eFinancialCareers

This London-based firm is an established player in the Financial Services industry. With a large team of specialists, the company is recognised for its exceptional services and commitment to maintaining the highest standards of integrity and transpar...

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AML Officer

AML Officer

We are recruiting for an AML Officer on behalf of a large European corporate banking group, with worldwide jurisdiction. The position itself will give the successful candidate the opportunity to be paid a competitive salary with the entitlement to an...

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