Compliance Business Partner - Investments
- Competitive salary
- London
- Permanent, full-time
The WTW Compliance Function’s aim is to proactively support the Company to generate sustainable value, helping the company to deliver good client outc...
The WTW Compliance Function’s aim is to proactively support the Company to generate sustainable value, helping the company to deliver good client outc...
Mortgage Advice Bureau (MAB) are a nationally recognised mortgage broker and network, winners of over 200 awards in the past 5 years and continually g...
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This firm provides sector-focused advice to companies and financial institutions around the world and is regarded as an industry expert in this field. Over the past five years the team has advised large corporations, company owners and financial spon...
Canada Life UK looks after the retirement, investment and protection needs of individuals, families and companies. We help to build better futures for our customers, our intermediaries and our employees by operating as a modern, agile and welcoming o...
EXCLUSIVE: HEAD OF UK BRANCH – PWM/IFA MANAGEMENT & SALES EXPERIENCE REQUIRED 100K - 125K Generous Commission, Bonus & Profit Share Hybrid (England) Ref: 4034G3 Unusual opportunity from a leading International PWM firm seeking their first Head of UK..
At M&G our purpose is to give everyone real confidence to put their money to work. As an international savings and investments business with roots stretching back more than 170 years, we offer a range of financial products and services through Asset ...
Company Description Legal & General looks after around 700,000 institutional customers who have their retirement benefits secured with us. Operating continuously in the UK market from our entrance in 1987, we are the UK's longest-running insurer. Our...
Key responsibilities: Being the key point of contact for a cross-sector book of charity clients, conducting suitability reviews where needed. Providing clients with market insights, portfolio commentary and investment advice in order to inform strate...
Fixed Term Contract Duration - 8 Months What the Hiring Manager says Working alongside our sister company, Quilter Cheviot, Quilter Cheviot Financial Planning provides highly personalised and comprehensive financial advice for individuals and familie...
What the Hiring Manager Says Quilter Cheviot has been the wealth manager of choice for individuals and families for over 250 years, and today is one of the UK's largest wealth management firms offering expert discretionary investment management and f...
Salary: 35k - 45k 20k - 25k Bonus (1st year) Business Development Manager for Top Investment Firm / Fund Sales / Wealth / Private Equity / Venture Capital / Investment Sales No previous financial services experience is needed but you must be a highly...
Role Purpose: The role will facilitate and help deliver the firms T&C requirements as defined by the FCA and the business. You'll provide effective monitoring and control in the firm and to support the adherence of advisers and line management, whils...
At M&G our purpose is to give everyone real confidence to put their money to work. As an international savings and investments business with roots stretching back more than 170 years, we offer a range of financial products and services through Asset ...
What the Hiring Manager Says Quilter Academy Bridging Programme - Level 4 Self-employed Financial Adviser Have you already completed your Level 4 qualification and are looking for an opportunity to become a financial adviser? We work with bright, amb...
What the Hiring Manager Says Quilter Full-Time Financial Adviser Programme - November Intake Are you looking for a new opportunity? We work with bright, ambitious individuals from many different backgrounds who are interested in a career as a financi...
My Client is currently looking for an experienced Paraplanner to join their business in Glasgow THE ROLE To prepare written advice and provide technical research services to a team of Advisors and partners To ensure that the preparation of advice for...
The Vacancy The role The candidate will support the Head of Compliance, and the compliance team to deliver, maintain and help comply with Davies Insurance Services regulatory compliance framework and oversee the Intermediary Services' network of Appo...
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Job Description We are currently recruiting for a Regulatory Lawyer to join our Financial Crime team within the Compliance department on a permanent basis. The Role This is a newly created role to support the Senior Compliance Manager & MLRO, and the...
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Job Description If you are interested in working at Transact but cannot see a suitable vacancy advertised, please submit your details below. We will then reach out if we have any roles that match your skillset. Transact is the leading independent inv...
This is an exciting and varied opportunity for a highly motivated and experienced individual, with an existing network of clients. Our boutique style investment business works in partnership with our financial advisers, across several international j...
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