Compliance Support Supervisor

Are you an experienced Financial Services Professional who holds the Level 4 Diploma in Financial planning? If so, this opportunity to join a dynamic and growing financial advisory services group who are based in Cardiff is for you!

The company are looking to speak to those with a compliance or paraplanning background to join their team in a time of business growth.

Our client are an FCA-regulated IFA Network operating since 2002, that supports a network of Independent Financial Advisers (IFAs) and IFA businesses across the UK. They are seeking a Compliance Support Supervisor to join the team and support the IFA Members with their financial advice and compliance queries.

You will be providing financial advice and compliance support to Member queries in respect of technical issues and best practice. You will need to proactively communicate and consult with Members in a supervisory and supporting role. On a daily basis you will be responsible for managing the compliance mailbox within designated timescales and undertake compliance checks of client-facing content, including websites, blogs and social media posts. Your skills and knowledge will also be used to contribute to updating and creating new Member guidance

The role is offered on a Hybrid basis, with a new on-site office Gym available for you to use.

• Salary of up to £50,000 depending on experience
• 25 days Holiday + Bank Holidays
• Pension scheme
• Death in service available after probation period
• SickPay
• Income Protection

If you think this is of interest to you, then the next step is to apply. Don’t worry, the application is simple, just attach your CV along with your basic contact details. We will then reach out to gain any additional information we need. You can then sit back whilst we present you to our client with the aim of setting up a Teams call between you both.