Information Compliance Officer University of Westminster Salary: 39,236- 44,617 per annum (Incl. LWA) Department/School: Strategy, Planning and Perfor...
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About Us Our Future Tutoring is a leading tutoring and mentoring organisation, committed to delivering exceptional education, unwavering support, and insightful guidance to students and young people. We empower learners in a nurturing environment tha...
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A Wealth Management business is looking to recruit a Compliance Officer to join the advisory team. The role will require an individual comfortable advising the business on a daily basis and getting involved in a range of Compliance duties. Main Respo...
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About Us: BETA CAPITAL MANAGEMENT is a dynamic and forward-thinking financial firm dedicated to providing exceptional investment and wealth management services. We are committed to maintaining the highest standards of compliance and ethics in all our...
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Job Advert: Compliance Officer Job Title: Compliance Officer Job Type: Permanent Hours: Full Time, 08:00 – 18:00, Monday to Friday Office Location: West End Salary: Market rate Benefits: Bonus, pension, healthcare and other benefits We have an exciti...
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Information Compliance Officer University of Westminster Salary: 39,236- 44,617 per annum (Incl. LWA) Department/School: Strategy, Planning and Performance Location: Well Street, Central London Ref. 50051087 This post is full time and permanent, work...
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We are working with a reputable hedge fund, headquartered in London. There is a requirement for an experienced Compliance Officer to join the existing Compliance team, reporting directly into the Chief Compliance Officer. This role will be generalise...
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Chief compliance officer / MRLO (SMF16/17) – Payments Permanent Remote Paying up to 140k for right candidate Start date ASAP - Please do not apply UNLESS YOU HAVE RELEVANT EXPERIENCE IN THE PAYMENTS SECTOR We are looking for a Chief compliance office...
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Responsibilities: Monitor the regulatory environment to keep abreast of current legislation, key regulatory initiatives and future developments and interpret the impact on all business areas. Assist in the ongoing review and updating of compliance po...
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A Wealth Management platform is looking to recruit a Deputy Compliance Officer to join the Compliance team in a newly created role as the business continues to expand. The successful individual should have a strong Compliance Monitoring background al...
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The Compliance Officer is responsible for preparing and submitting mandatory reports to clients and regulatory authorities across various jurisdictions. This role includes making statutory disclosures, establishing a strong control environment, and u...
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Job Description: Job Title Fixed Income Markets Compliance Officer Location London Corporate Title AVP You will be a member of the Business Line Compliance (BLC) team providing support to the Fixed Income Business Division. The Compliance Department ...
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Bloomberg's Legal & Compliance Department plays a critical role in supporting our businesses and operations around the world. We move quickly and thoughtfully to help address a variety of complex legal issues that arise across the Company's various b...
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Responsibilities (brief): Delivery of the annual review plan and reporting Engagement with internal and external audit and regulators Developing the annual control plan Skills required (brief): Experience executing compliance reviews or internal audi...
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About the Role: Grade Level (for internal use): 12 About Us: S&P Global is seeking a Compliance Director to join our Compliance Team for the S&P Global Dow Jones Indices (SPDJI) division. As a Compliance Director, you'll play a pivotal role in our gl...
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SIEL is a wholly owned subsidiary of the SEI Group of companies (SEI") that holds and delivers certain products, services and operational functions for some of SEI's global businesses. The SEI Institutional Business Segment provides investment manage...
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Our Team: Bloomberg's Legal & Compliance Department plays a critical role in supporting our businesses and operations around the world. We move quickly and thoughtfully to help address a variety of complex issues that come with being the world's lead...
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Key responsibilities include but are not limited to: Undertake regular compliance monitoring in accordance with the annual Compliance Monitoring Plan Identify any gaps or weaknesses in the Plan and propose remedial actions. Day to day management of t...
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The Value of Active Minds About Jupiter Jupiter is one of the UK's leading investment management companies with just over 500 employees and 51.4 billion worth of assets under management (as at 30th June 2023). Jupiter provides investment services to ...
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Who we are looking for We are looking for a Global Markets Compliance Officer - Vice President who will primarily focus on advising internal stakeholders on implementation and development of an equities swaps trading desk, including developing releva...
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This London-based firm is an established player in the Financial Services industry. With a large team of specialists, the company is recognised for its exceptional services and commitment to maintaining the highest standards of integrity and transpar...
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Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM)'s Testing team responsible for assessing compliance risks and controls implemented by the first and second line of defense. Also responsible for performing risk ass...
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Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM)'s Testing team responsible for assessing compliance risks and controls implemented by the first and second line of defense. Also responsible for performing risk ass...
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About this role: Join our growing global bank where collaboration and empowerment are at the heart of everything we do. As a senior leader within EMEA Compliance, you'll be instrumental in guiding our regional Operations team to effectively manage co...
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Requirements: · Minimum of 5 years of experience in internal and/or external audit, compliance testing team or a similar function within the financial industry · Extensive experience in compliance test planning, processes and controls design assessme...
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Serves as a senior function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule,...
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