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Compliance Manager Investment Products, MiFID, CASS

Compliance Manager Investment Products, MiFID, CASS

29 April by Harvey Nash

Job Brief The Risk & Compliance team plays a key role in protecting the clients customers and business. This Compliance Manager role will be a subject matter expert in investments and funds, and be responsible for advising on and overseeing the clien...

Job hidden.
Compliance Manager Investment Products, MiFID, CASS

Compliance Manager Investment Products, MiFID, CASS

3 days ago by eFinancialCareers

Job Brief The Risk & Compliance team plays a key role in protecting the clients customers and business. This Compliance Manager role will be a subject matter expert in investments and funds, and be responsible for advising on and overseeing the clien...

Job hidden.
Senior Regulatory Compliance Manager, Prudential and Investments

Senior Regulatory Compliance Manager, Prudential and Investments

12 April by eFinancialCareers

Company Description Wise is a global technology company, building the best way to move and manage the world's money. Min fees. Max ease. Full speed. Whether people and businesses are sending money to another country, spending abroad, or making and re...

Job hidden.
Senior Regulatory Compliance Manager, Prudential and Investments

Senior Regulatory Compliance Manager, Prudential and Investments

3 days ago by eFinancialCareers

Company Description Wise is a global technology company, building the best way to move and manage the world's money. Min fees. Max ease. Full speed. Whether people and businesses are sending money to another country, spending abroad, or making and re...

Job hidden.
Tax Compliance - Manager/ Snr Manager Hybrid or Remote

Tax Compliance - Manager/ Snr Manager Hybrid or Remote

25 April by Harvey John

Lead a rapidly growing Corporate Compliance Tax Team at a Big 4 firm Are you a seasoned Corporation Tax Manager/Senior Manager with a passion for leading and driving results? You'll join a vibrant team that has overseen an impressive double-digit gro...

Job hidden.
Exclusive - Regulatory Compliance Manager - Corporate Banking

Exclusive - Regulatory Compliance Manager - Corporate Banking

3 days ago by eFinancialCareers

We are exclusively recruiting for leading international bank looking to hire a Governance & Compliance specialist. The role will be extremely broad, managing regulatory projects, regulatory change and horizon watching. Main Responsibilities Building ...

Job hidden.
Tax Compliance - Manager/ Snr Manager Hybrid or Remote

Tax Compliance - Manager/ Snr Manager Hybrid or Remote

25 April by Harvey John

Lead a rapidly growing Corporate Compliance Tax Team at a Big 4 firm Are you a seasoned Corporation Tax Manager/Senior Manager with a passion for leading and driving results? You'll join a vibrant team that has overseen an impressive double-digit gro...

Job hidden.
Wise Platform - Senior Product Compliance Manager- Financial Crime

Wise Platform - Senior Product Compliance Manager- Financial Crime

3 days ago by eFinancialCareers

Company Description Wise is a global technology company, building the best way to move and manage the world's money. Min fees. Max ease. Full speed. Whether people and businesses are sending money to another country, spending abroad, or making and re...

Job hidden.
Legal & Compliance Manager, European Mid-Market Private Equity Fund, London, UK

Legal & Compliance Manager, European Mid-Market Private Equity Fund, London, UK

3 days ago by eFinancialCareers

About our client Our client, a European mid-market Private Equity Firm are looking to hire a Legal & Compliance Manager. The fund invests across a range of sectors, including the healthcare and consumer space. They are experiencing increasing levels ...

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Senior Compliance Advisory Manager - Private Banking - London

Senior Compliance Advisory Manager - Private Banking - London

RESPONSIBILITIES Act as the lead compliance advisor on application of the FCA handbook, Payments Services regulation and UK law Support the Head of Compliance with FCA and PRA engagement Review communications and oversee reporting Assist with establi...

Job hidden.
Senior Compliance Advisory Manager - Private Banking - London

Senior Compliance Advisory Manager - Private Banking - London

3 days ago by eFinancialCareers

RESPONSIBILITIES Act as the lead compliance advisor on application of the FCA handbook, Payments Services regulation and UK law Support the Head of Compliance with FCA and PRA engagement Review communications and oversee reporting Assist with establi...

Job hidden.
Compliance Monitoring Manager - Asset/Wealth Management or ACD Monitoring Experience Required

Compliance Monitoring Manager - Asset/Wealth Management or ACD Monitoring Experience Required

3 days ago by eFinancialCareers

Compliance Monitoring Manager – Asset/Wealth Management (or ACD) Monitoring Experience Required Ref: 4023G 70K - 80K Good Benefits Hybrid (West End) Our client, a boutique wealth manager and part of a larger global banking Group, is looking to recrui...

Job hidden.
Senior Manager VP - Business Compliance Advisory, Commodities

Senior Manager VP - Business Compliance Advisory, Commodities

Are you a seasoned Compliance professional with a deep understanding of commodities trading regulations? Do you thrive in a fast-paced environment and excel at managing compliance programs for commodities trading activities? If so, we have the perfec...

Job hidden.
Senior Manager - Regulatory & Compliance Oversight

Senior Manager - Regulatory & Compliance Oversight

16 May by MERJE Ltd

MERJE is collaborating with a prestigious UK bank to find a Senior Manager of Regulatory and Compliance Oversight to join their growing team in London. In this role, you will play a vital part in upholding the bank's reputation and fostering a robust...

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