Compliance Associate Jobs

Location: City of London Salary: 28,000 - 35,000 per annum About the Company: Our client is a leading provider of Forex and CFD margin trading services. Based in the City of London, with associate offices in Hong Kong and Latin America, they service a...

A well established Investment Manager wish to recruit a compliance associate to perform a generalist role, this is an excellent opportunity for someone to apply their regulatory knowledge in a diverse and exciting investment environment. Overview: Maintain...

Overview Working under the management of a senior compliance professional to contribute to the delivery of an engaging and effective compliance culture within the business, through the delivery of risk based compliance monitoring, providing advice and...

My Asset Management client is looking for a Funds Compliance Associate to provide support on a variety of Funds. Main responsibilities will be; Distribution Compliance aspects for funds including distributor oversight and Anti Financial Crime Support a...

Regulatory Chemical Compliance Associate Thetford, Norfolk Up to 28,000 DOE A growing household chemicals company are looking for a knowledgeable Regulatory and Compliance professional to join their team. This role will see the successful candidate administering...

Are you looking for an exciting challenge where you can grow, gain skills and make a difference to the company that you work for? Then look no further as we are wanting to offer you just that. We are looking for an ambitious, forward thinking, driven individual...

Company Description Lawson Conner is a provider of outsourced compliance solutions and software that help businesses navigate regulatory infrastructure, reporting and risk requirements amidst variations in regulations under a global digital landscape....

Senior Compliance Associate - Investments Team Leading and rapidly expanding Compliance Consultancy are seeking an experienced Senior Compliance Associate to join their Investments Compliance Team. Overall you will assist in delivering a range of compliance...

Indirect Tax Compliance Senior Associate required by Top 4 Birmingham Firm Your new company Indirect Tax Compliance Senior Associate (with flexible working arrangements) is required by one of the world's leading professional services organisations covering...

Risk Management - Compliance Associate (Independence) Within the professional services environment, appropriate risk management is fundamental to the successful delivery of our client services and promotion and protection of our brand. Within the Risk...

Risk Management - Compliance Associate (Independence) Within the professional services environment, appropriate risk management is fundamental to the successful delivery of our client services and promotion and protection of our brand. Within the Risk...

We are looking for a Compliance analyst to work within a Regulation Technology team of a global compliance company. Ideally you will have approximately 1 to 2 years post graduation experience, ideally within a client facing role with a technical focus...

Compliance Associate is required by a leadng Compliance Consulting firm. Ideally you will have at least 12 months experience working within a Prudential Review and Gabriel Reporting environment The role involves advising clients on a wide range of regulatory...

Position: Customer Complaints & Compliance Associate Location: Cambridgeshire Salary: 28,000 to 35,000 Excellent Benefits / Prospects (including Relocation Assistance) If there is something stopping you from achieving all you’re capable of, you’ll...

A fintech wealth management and trading platform is seeking an experienced Compliance Associate to join their Legal & Compliance team. You will have gained at least 2 years compliance experience managing or working with appointed representatives in...

Exciting opportunities for experienced Risk & Compliance professionals to support the business as it goes through a vast period of growth. We are currently recruiting for Risk and Compliance Associates to join our team. We are looking for driven, dynamic...

Maldon Partners are recruiting a Compliance Associate on a permanent basis for a leading Boutique Asset Manager based in London. The award-winning European firm focuses on Fixed Income and has c 20bn AUM. This is a newly created role reporting directly...

Job summary: Thistle Initiatives provides expert advice, support and technical solutions for firms within the financial services industry. We have a fantastic opportunity for the right individual to take advantage of developing a unique career with Thistle...

Associate Director, Pharmacovigilance and Business Management for a Global Pharma A well-established pharmaceutical company based in Buckinghamshire (remote working in the UK is possible) are now searching for an Associate Director, PV Compliance &...

Key responsibilities: Conduct reviews of the compliance monitoring programme to assess the effectiveness of business controls and policies Advising the business on compliance related issues GABRIEL reporting and financial promotions Preparation and submission...

Key Responsibilities: Ensure the team are well trained in systems of work and understand and embrace changes to Company or departmental processes and procedures. Support the team with any first line of defence queries that arise To be responsible for checking...

Primo Select are exclusively partnered with a ambitious and growing accountancy firm with an international presence. This opportunity will be operating fully remotely with occasional travel to the London Head Office. We are looking to identify candidates...

Tax We help our clients stay ahead of changes that impact their businesses, navigating complexity and risk. We deliver deep tax technical, people and legal expertise, while providing the critical context to make informed and compliant decisions. With clients...

MORE ABOUT THIS JOB GLOBAL COMPLIANCE Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through the firm's enterprise-wide...

Tax We help our clients stay ahead of changes that impact their businesses, navigating complexity and risk. We deliver deep tax technical, people and legal expertise, while providing the critical context to make informed and compliant decisions. With clients...