20 Graduate Broker Jobs

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Compliance Officer - Personal Account Dealing and Conflicts of Interest COI Analyst

Compliance Officer - Personal Account Dealing and Conflicts of Interest COI Analyst

2 days ago by Bloomberg

Bloomberg's Legal and Compliance Department plays a critical role in supporting our businesses and operations around the world. We move quickly and thoughtfully to help address a variety of complex issues that come with being the world's leading fina...

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ETF Capital Markets - Senior - London Based Investment Manager - Global Investment Manager

ETF Capital Markets - Senior - London Based Investment Manager - Global Investment Manager

25 March by eFinancialCareers

The individual will be responsible for supporting and helping implement the day-to-day activities of the ETF business, being a subject matter expert on investment strategies and product-related projects. The team works with the investment team, produ...

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Parameta Solutions - Product Analyst - Benchmark, Index Research & Design

Parameta Solutions - Product Analyst - Benchmark, Index Research & Design

25 March by eFinancialCareers

Job Description The TP ICAP Group is a world leading provider of market infrastructure. Our purpose is to provide clients with access to global financial and commodities markets, improving price discovery, liquidity, and distribution of data, through...

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Trade Floor Supervision

Trade Floor Supervision

Yesterday by eFinancialCareers

Main Duties Assess data and make informed decisions and sound subjective judgments to monitor trading activity for compliance with the relevant rules and regulations. Escalation to LOB Supervisors of issues that require attention Handle "on-the-fly" ...

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Operations Analyst

Operations Analyst

25 March by eFinancialCareers

Examples of Key Responsibilities Ensure that all trades are executed correctly in line with agreed Service Level Agreements (SLAs) Ensure all trades are executed with a high degree of accuracy Ensure all consumers are provided with clear information ...

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