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Job Title: Senior Compliance Advisor Department: Compliance Reports to: Head of Advisory. Compliance Team Overview The European Compliance department comprises four teams: Compliance Advisory, Compliance Ireland, Financial Crime Prevention and Core &...
Responsibilities (brief): Responsible for assisting the business in management of its Conduct Risk Framework, embedding the Consumer Duty and related tasks Support the CO/DCO in embedding, promoting and supporting a transparent, positive and proporti...
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Key Responsibilities & Tasks Responsibilities will include, but not be limited to: • Support and implement the annual Compliance Plan, identifying areas requiring additional monitoring and testing. • Provide guidance on ethical and conduct related ma...
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Who we are looking for The State Street Global Advisors is seeking a talented individual to join our UK Advisory Compliance team, reporting to the UK Head of Compliance. Sitting in the second line of defense, you will be responsible for providing exp...
Practice Group / Department: Compliance Financial Crime - London Job Description We're Norton Rose Fulbright - a global law firm with over 50 offices and 7,000 employees worldwide. We provide the world’s preeminent corporations and financial institut...
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Premium / Proportional Treaty Technician Are you a Premium / Proportional Treaty Technician with experience working in the London Market/ or general insurance? Do you have experience analysing and processing XOL and Proportional Treaty Accounts and w...
Ideas | People | Trust We're BDO. An accountancy and business advisory firm, providing the advice and solutions businesses need to navigate today's changing world. Our clients are Britain's economic engine - ambitious, entrepreneurially-spirited and ...
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Job Description: Job Description DWS Group (DWS) is one of the world's leading asset managers with EUR 928bn of assets under management (as of December 2021). Building on more than 60 years of experience and a reputation for excellence in Germany and...
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Job Description: Employer: DWS Group Title: Corporate/M&A Legal Structuring - Alternatives, DWS Infrastructure Location: London About DWS: Today, markets face a whole new set of pressures - but also a whole lot of opportunity too. Opportunity to inno...
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RESPONSIBILITIES Act as the lead compliance advisor on application of the FCA handbook, Payments Services regulation and UK law Support the Head of Compliance with FCA and PRA engagement Review communications and oversee reporting Assist with establi...
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RESPONSIBILITIES Act as the lead compliance advisor on application of the FCA handbook, Payments Services regulation and UK law Support the Head of Compliance with FCA and PRA engagement Review communications and oversee reporting Assist with establi...
Go to similar: Manager jobs in middlesex
Business Unit: Corporate Finance Industry: BUS - Business Services HL Overview Houlihan Lokey (NYSE:HLI) is a global investment bank with expertise in mergers and acquisitions, capital markets, financial restructuring, and financial and valuation adv...
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Leading global fund manager seeks a compliance advisor with a specialist focus upon product development matters. Reporting to the Head of Product & Investment Compliance, the successful candidate will provide the product development business with adv...
Business Unit: Corporate Finance Industry: CM - Capital Markets Group Overview Houlihan Lokey (NYSE:HLI) is a global investment bank with expertise in mergers and acquisitions, capital markets, financial restructuring, and financial and valuation adv...
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INVESTMENT BANKING We pride ourselves in our resourcefulness and work on a variety of initiatives. On any given day, our work could include advising a company on a cross-border merger, structuring the initial public offering of a subsidiary, refinanc...
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INVESTMENT BANKING We pride ourselves in our resourcefulness and work on a variety of initiatives. On any given day, our work could include advising a company on a cross-border merger, structuring the initial public offering of a subsidiary, refinanc...
Go to similar: Associate jobs in middlesex
INVESTMENT BANKING We pride ourselves in our resourcefulness and work on a variety of initiatives. On any given day, our work could include advising a company on a cross-border merger, structuring the initial public offering of a subsidiary, refinanc...
Go to similar: Associate jobs in middlesex
INVESTMENT BANKING We pride ourselves in our resourcefulness and work on a variety of initiatives. On any given day, our work could include advising a company on a cross-border merger, structuring the initial public offering of a subsidiary, refinanc...
Go to similar: Associate jobs in middlesex
Responsibilities below: Providing financial crimes subject matter advisory expertise (\"SME\") on changes in regulatory requirements and serve as an effective advisor to key stakeholders across the business on financial crimes matters - specifically ...
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I am partnered with a global boutique investment bank who were founded in the US and have built their reputation off of significant success in the telecoms sector. They are sector agnostic and have credentials in telecoms, technology, industrials, fi...
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About our client Our client is a highly successful private capital advisor with primary fundraising and secondary advisory arms. They are now looking to expand their global secondaries advisory practice by adding an Associate in London. In this role,...
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My established banking client provides development and bridging finance. They are recruiting for an additional person to join their credit operations team. Overview Working as part of a small credit operations team, your main responsibilities will in...
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Key Responsibilities: Support senior staff in managing a portfolio of accounts, undertaking credit analysis, and maintaining credit surveillance. Prepare credit applications and manage data input for various systems, providing guidance to junior staf...
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IN INVESTMENT BANKING We pride ourselves in our resourcefulness and work on a variety of initiatives. On any given day, our work could include advising a company on a cross-border merger, structuring the initial public offering of a subsidiary, refin...
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PIMCO is a global leader in active fixed income with deep expertise across public and private markets. We invest our clients' capital across a range of fixed income and credit opportunities, leveraging our decades of experience navigating complex deb...
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