Risk & Compliance Advisor
- Competitive salary
- London
- Permanent, full-time
Practice Group / Department: Risk & Compliance Management UK & Europe - London Job Description We're Norton Rose Fulbright - a global law firm with ov...
Practice Group / Department: Risk & Compliance Management UK & Europe - London Job Description We're Norton Rose Fulbright - a global law firm with ov...
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Practice Group / Department: Risk & Compliance Management UK & Europe - London Job Description We're Norton Rose Fulbright - a global law firm with over 50 offices and 7,000 employees worldwide. We provide the world’s preeminent corporations and fina...
Practice Group / Department: Compliance Financial Crime - London Job Description We're Norton Rose Fulbright - a global law firm with over 50 offices and 7,000 employees worldwide. We provide the world’s preeminent corporations and financial institut...
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Practice Group / Department: Risk & Compliance Management UK & Europe - London Job Description We're Norton Rose Fulbright - a global law firm with over 50 offices and 7,000 employees worldwide. We provide the world’s preeminent corporations and fina...
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AMS is the world's leading provider of Talent Acquisition and Management Services. Our Contingent Workforce Solutions (CWS) service, partner with Deutsche Bank to support contingent recruitment processes. On behalf of Deutsche Bank and DWS Group (DWS...
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Job Description: Job Description DWS Group (DWS) is one of the world's leading asset managers with EUR 928bn of assets under management (as of December 2021). Building on more than 60 years of experience and a reputation for excellence in Germany and...
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Job Description: Employer: DWS Group Title: Corporate/M&A Legal Structuring - Alternatives, DWS Infrastructure Location: London About DWS: Today, markets face a whole new set of pressures - but also a whole lot of opportunity too. Opportunity to inno...
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My established banking client provides development and bridging finance. They are recruiting for an additional person to join their credit operations team. Overview Working as part of a small credit operations team, your main responsibilities will in...
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On behalf of Deutsche Bank and DWS Group (DWS), we are looking for a Real Estate Portfolio Manager for an initial 6 month contract based on a hybrid working model of 3 days per week from the office in London, and the rest of the week working from hom...
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Job Description: J ob Title: Coverage UK ETF/Passive Sales Specialist - UK Wholesale Channels Location: London R0314129 #LI-AE1 #LI-01 About DWS: Today, markets face a whole new set of pressures - but also a whole lot of opportunity. Opportunity to i...
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Job Description: Employer: DWS Group Title: Senior Risk Manager CLO Location: London About DWS: Today, markets face a whole new set of pressures - but also a whole lot of opportunity too. Opportunity to innovate differently. Opportunity to invest res...
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Key Responsibilities: Manage a varied portfolio of regulatory compliance activities Helping to develop policies and processes and approving new business initiatives and supporting business-led projects and trancations Input into the design of the bus...
Responsibilities (brief): Responsible for assisting the business in management of its Conduct Risk Framework, embedding the Consumer Duty and related tasks Support the CO/DCO in embedding, promoting and supporting a transparent, positive and proporti...
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At M&G our purpose is to help people manage and grow their savings and investments, responsibly. As a business, we are continuing to take steps towards a sustainable future, delivering better long-term solutions for our customers and clients and iden...
Key Responsibilities & Tasks Responsibilities will include, but not be limited to: • Support and implement the annual Compliance Plan, identifying areas requiring additional monitoring and testing. • Provide guidance on ethical and conduct related ma...
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Who we are looking for The State Street Global Advisors is seeking a talented individual to join our UK Advisory Compliance team, reporting to the UK Head of Compliance. Sitting in the second line of defense, you will be responsible for providing exp...
Ideas | People | Trust We're BDO. An accountancy and business advisory firm, providing the advice and solutions businesses need to navigate today's changing world. Our clients are Britain's economic engine - ambitious, entrepreneurially-spirited and ...
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Business Unit: Corporate Finance Industry: IG - Industrials Overview Houlihan Lokey (NYSE:HLI) is a global investment bank with expertise in mergers and acquisitions, capital markets, financial restructuring, and financial and valuation advisory. The...
RESPONSIBILITIES Act as the lead compliance advisor on application of the FCA handbook, Payments Services regulation and UK law Support the Head of Compliance with FCA and PRA engagement Review communications and oversee reporting Assist with establi...
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Private Wealth Management Goldman Sachs Private Wealth Management (PWM) specializes in creating comprehensive wealth management plans for high net worth individuals and families, as well as select institutions, including foundations and endowments. P...
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Business Unit: Corporate Finance Industry: BUS - Business Services HL Overview Houlihan Lokey (NYSE:HLI) is a global investment bank with expertise in mergers and acquisitions, capital markets, financial restructuring, and financial and valuation adv...
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The role is based in London and part of an international team across different continents. The team head is in London along with the Global Head, and the Head of Trading whom this ultimately reports into. The position will offer unparalleled access t...
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Leading global fund manager seeks a compliance advisor with a specialist focus upon product development matters. Reporting to the Head of Product & Investment Compliance, the successful candidate will provide the product development business with adv...
INVESTMENT BANKING We pride ourselves in our resourcefulness and work on a variety of initiatives. On any given day, our work could include advising a company on a cross-border merger, structuring the initial public offering of a subsidiary, refinanc...
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I am partnered with a global boutique investment bank who were founded in the US and have built their reputation off of significant success in the telecoms sector. They are sector agnostic and have credentials in telecoms, technology, industrials, fi...
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About our client Our client is a highly successful private capital advisor with primary fundraising and secondary advisory arms. They are now looking to expand their global secondaries advisory practice by adding an Associate in London. In this role,...
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