Average Compliance Officer salary in the UK

I am currently looking for an experienced Compliance Officer to join an insurance broker! This company has seen significant success over recent years and is currently undergoing an acquisition phase within their compliance department.The right candidate will need experience in the broking sector and have experience as a Compliance professional.Key Responsibilities: Provide expert advisory support to the business.Handle complaints, breaches, and financial promotions.Conduct document reviews and manage investigation handling.Oversee market approval sign-offs. The company offer great benefits including remote/flexible working arrangements and a competitive benefits package.If this role sounds like it could be for you, and you would like some more information please send your CV to Visit the IDEX Consulting Ltd website for further opportunities. Please note that the information supplied may be retained for up to 10 years for use in connection with future vacancies. For full information on how we use your data, please visit the IDEX Consulting website and view our Privacy Policy. Our Diversity, Equity and Inclusion Mission At IDEX, we strive for an inclusion-first company culture where everyone is treated fairly and can bring their authentic selves to work. We recognise and acknowledge that diverse representation at every level of our business requires continuous and measurable effort. We are committed to driving conscious inclusion across our business and creating equitable pathways.

My client is based in Manchester and they are looking for a Compliance Monitoring Officer to join their team. The business operates a hybrid working model and is paying a salary c£40k to £45k.The main purpose of the role is to provide a file review service to the clients of the business. The file reviews will mainly be for medium to large IFA firms.Duties Deliver a client file review service in line with Service Level Agreements Respond to client queries in a timely, clear and concise manner, setting customer expectations in respect of timescales anticipated, and recording information in line with business standards Provide oral feedback to clients in respect of client file reviews as required To report to the Head of Compliance any specific issues or concerns regarding any client firms which might realistically affect their ability to trade, or affect their, or threesixty's, ability to fulfil its commercial and contractual obligations to one another. Maintain a CPD record in line with FCA requirements for regulated individuals Generate reports and summaries of thematic reviews/file assessments as requested by the Head of Compliance Undertaking specific projects - e.g. review of SMCR arrangements, T&C scheme, Investment proposition, relationships with third parties etc. and providing written feedback and guidance Suitable candidate will have: A QCF Level 4 Diploma qualificationExperience in a compliance/technical area of a support service, network or IFA business. Detailed knowledge of regulatory framework required to carry out client file review Experience of providing feedback to IFAs in relation to client file quality or T&C issues Good communication skills verbal and written formats - for internal and external clients Attention to detail is a must What they offer in return: Hybrid working A competitive salary 27 days holiday (plus bank holidays)8% employer pension contribution, plus the ability to elect to make a personal contribution via salary sacrifice AVIVA Private Health Care Death in Service benefit (4 times annual salary) Income Protection Insurance Free parking A friendly, supportive and accommodating working environment For more information please contact me on or email: Visit the IDEX Consulting Ltd website for further opportunities. Please note that the information supplied may be retained for up to 10 years for use in connection with future vacancies. For full information on how we use your data, please visit the IDEX Consulting website and view our Privacy Policy. Our Diversity, Equity and Inclusion Mission At IDEX, we strive for an inclusion-first company culture where everyone is treated fairly and can bring their authentic selves to work. We recognise and acknowledge that diverse representation at every level of our business requires continuous and measurable effort. We are committed to driving conscious inclusion across our business and creating equitable pathways.

Our client is a well-established medical device manufacturer based in the Kent area. They are currently seeking to recruit a compliance Officer to assist the Quality Assurance / Regulatory Affairs Manager (QARAM) and other members of the quality team in day-to-day quality administration activities, essential to the smooth running of the Quality Management System. The role will be primarily office based with a focus on office related admin duties. The job holder may be required to perform other duties assigned by management from time to time.Duties: Responsible for all Quality Assurance production and packing related scanning, filing, collating, and controlling documentation relating to product release activities.Responsible on behalf of Quality Assurance for assessing packing materials (approval for packing to start) and reviewing completed packing records daily / routinely for approval. Maintain a document control system with input and guidance from the QARAM.Maintain both physical and electronic filing systems to assist the QA and QC teams.Scanning and archiving of records requiring retention. These documents would include batch history files, test results, quality agreements, etc.Assist the QARAM in the creation and distribution of quality agreements, distributor agreements, supplier agreements, etc.Typing up of meeting minutes, e.g., complaints meetings or regular quality meetings.Inputting of data on MS SharePoint.Assisting with the 'paper trail’ element of complaint investigations.Physical Filling and electronic filling of Quality management documents Qualification and experience BTEC or BSc in scienceExperience in QA/ regulatory affairsGood computer skills: Entering and/or uploading data; trending results; Examples of software include Microsoft Word and Excel.Previous experience of formatting documents and excel spreadsheetsThe successful candidate will have good communication skills, methodical and have good attention to detail. To apply for this position, candidates must be living in the UK and eligible to work.