File Review Consultant
Compliance - File Review Consultant
Salary to £65,000, full benefits package plus bonuses.
London based with flexibility to work from home.
This well-regarded financial services company provides regulated financial and investment advice to HNW clients across the UK. The role would be to review and assess suitability reports related to money purchase pensions, ISAs, investment bonds and trusts to ensure that all financial and investment advice recommendations are in the clients' best interests and meet their standards. Proactively contact clients and to seek further information and any necessary clarifications. Provide feedback to paraplanners and respond to any follow-up enquiries. Discuss possible process improvements with management. Attend meetings to discuss themes identified in reviews and suggest areas for improvement.
Qualifications required:
Level 4 qualified - Diploma in Financial Planning and ideally working towards Chartered status.
Required skills
- Compliance
- Financial Services
- Investments
- Pensions
- Wealth Management
- File Review
Reference: 52394975
Please note Reed.co.uk does not communicate with candidates via Whatsapp, and we will never ask you to provide your bank, passport or driving licence details during the application process. To stay safe in your job search and flexible work, we recommend visiting JobsAware, a non-profit, joint industry and law enforcement organisation working to combat labour market abuse. Visit the JobsAware website for information and free expert advice for safer work.
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