Compliance Officer

Posted 15 April by Exchange Street Claims & Financial Services
£40,000 - £50,000 per annum, negotiable
Crewe , Cheshire
Permanent, full-time
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Posted by Exchange Street Claims & Financial Services
It's one thing to have a good job. It's another to genuinely feel part of things.

That you're listened to. That your ideas matter. That you count.

This job is more than slotting in and taking over a list of duties, plodding along for years to come.

It's a business that wants to grow and develop. They constantly work at ways they can improve the environment for their staff and outcomes for their clients. So whilst you will have key responsibilities, you'll join a firm that wants to hear your ideas and will back the improvements you suggest.

It's a successful, long running financial planning business. As the firm's Compliance Officer you'll oversee regulatory returns. You'll work with their network on audits and review the cases put through by the advice team. This team has a nice blend of experienced and up and coming planners/paraplanners so it will be a fun team to work with.

Alongside your compliance work there's also the opportunity to be on the firm's Investment Committee.

It's a firm with a flat structure and no hierarchy. It's very open and willing to listen/change. There's a decent salary (up to c£50,000) and plenty of scope for professional development. So if you're seeking more control and a say in future direction it's worth finding out more.
  

HERE'S WHAT YOU'LL NEED:

You'll be level 4 qualified and have prior compliance experience within financial planning. You'll have or be happy with holding SMF16 status.

This is a positive, growth-minded and energetic firm. It's full of ideas and plans to get better, so you'll have a similar mindset and will embrace change.

It is a firm that believes 100% in unity, togetherness and collaboration. They believe this is best done by working together under the same roof, so this will be an office based position.

  
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We can tell you lots more if you click apply. If you don't have a CV don't worry, we can come to that later, so just send us a way of contacting you.

Everyone will receive a response.

Reference: 52473655

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