Compliance Manager

Compliance Manager

Industry: Insurance
Fully remote
£40,000 per annum

Role overview:

As Compliance Manager you will take ownership, with oversight from the Head of Compliance, of certain aspects of the Compliance function and assist the wider Risk and Compliance team in improving the businesses approach to Compliance, in maturing the Compliance function, in supporting the business in understanding and meeting their compliance obligations and in demonstrating, championing, and instilling all the benefits that a good compliance culture.

THE ROLE:

• Support the Head of Compliance in ensuring that the business has in place, and adheres to, appropriate systems and controls, its regulatory activities and activities ancillary to those regulatory activities in order to comply with all relevant laws, regulations, rules and best practices.
• To take the lead on relevant aspects of the SM&CR, including (but not limited to) the maintenance of SoR's, undertaking fitness and propriety checks and submitting SMF & CF applications to the applicable regulator
• To take the lead on Compliance-owned regulatory reporting obligations and otherwise support the business in meeting its regulatory reporting requirements
• To take the lead on identifying, assessing and communicating the occurrence and impact of regulatory and legislative change and, where called upon, support the business with implementing systems and controls to comply with that change.
• Provide advisory and project support to areas of the business as required
• To provide ad-hoc support to the Risk function where required
• To provide compliance support and sign-off of relevant communications, literature and financial promotions as required

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KEY SKILLS: Compliance, Regulatory Reporting, FCA Handbook, Insurance, Compliance Monitoring, AML, Policies