Compliance Manager

MERJE are working with a leading financial services' business who are looking for a Compliance Manager to join their fast growing team.

Key Responsibilities:

• Lead with implementing and maintaining the compliance framework and associated documentation.
• Lead in the drafting, reviewing, and updating of compliance policies and procedures, ensuring documentation of compliance tasks and decisions.
• Maintain processes and controls ensuring their compliance with key regulations and legislations.
• Lead with the creation and performance of controls related to the business.
• Support with the communication to the business functions of ongoing key updates related to reviews.
• Lead with the undertaking of focused and thematic reviews and testing including the Compliance Annual Plan, agreeing findings, and issuing monitoring reports to the business.
• Conduct regular compliance assessments and reviews to ensure adherence to internal policies and regulations impacting the business
• Lead with the preparation of management information (MI) for the Head of Compliance to include in monthly MI, and compliance committee reporting around compliance monitoring activity undertaken.

Key Requirements:

• Experience drafting Compliance policies and procedures
• Strong FCA regulatory knowledge
• Excellent organizational and communication skills
• Strong financial services experience

This opportunity is offering great career growth and earning potential going forward, to find out more please apply.