Compliance Manager - parttime remote
Compliance Manager - parttime remote
Reed are delighted to be assisting an investment management company in their recruitment for a Compliance Officer position. This is a critical role in taking up the compliance oversight function (smf16) for the company.
Highlights:
- working on a parttime basis (around 17 hours per week)
- flexible working arrangement
- report to the Managing Director
Responsibilities:
- act as smf16 to ensure effective management of regulatory risks within the organisation
- oversee compliance framework and oversee all relevant matters
- monitor adherence to FCA requirements and coordinate compliance file checks with relevant parties
- verify corporate advertising and promotions comply with regulations and also inform staff of new regulations
- liaise with external parties during audits and visits
Requirements:
- monthly travel back to the office
- strong experiences in regulatory compliance within financial services
- FCA register is up to date
Reference: 52312816
Please note Reed.co.uk does not communicate with candidates via Whatsapp, and we will never ask you to provide your bank, passport or driving licence details during the application process. To stay safe in your job search and flexible work, we recommend visiting JobsAware, a non-profit, joint industry and law enforcement organisation working to combat labour market abuse. Visit the JobsAware website for information and free expert advice for safer work.
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