50 Senior Compliance Officer Jobs

Do you have Senior Compliance Officer experience, and are you seeking a new hybrid job? Our client is looking for a Senior Compliance Officer (Investment Mgt / Financial Services background) in either Sittingbourne or London Mayfair, and the remote r...

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Senior compliance 6 Month contract Investment management Meraki Talent are currently working with an Investment Management company with a strong stock brokering background. There is an excellent opportunity for a Senior Compliance officer to join the...

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Reed Finance is working with our client to hire a Senior Compliance Officer (fixed term contract) position that opens to candidates within the brokerage, FX, trading, capital market and investment space. The company offers fantastic work culture and ...

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Reed Finance is working with our client to hire a Senior Compliance Officer (fixed term contract) position that opens to candidates within the brokerage, FX, trading, capital market and investment space. The company offers fantastic work culture and ...

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AML Compliance Investment management 6 months ftc Meraki Talent are currently working with an Investment Management company with a strong stock brokering background. There is an excellent opportunity for a Senior AML/MAR Compliance officer to join th...

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Basingstoke/Hybrid You will be responsible for helping us consistently deliver an exceptional service that puts the fair treatment of the customer at the heart of the business. As a Senior Complaints officer, you will assist the complaints Team leade...

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Equiniti is a leading international provider of shareholder, pension, remediation, and credit technology. With over 6000 employees, it supports 37 million people in 120 countries. EQ's vision is to be the leading global share registrar, offering comp...

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Job Title: Compliance Officer - Wealth Management Location: Aylesbury, UK Salary - negotiable dependent on experience Benefits: 8% pension Group life cover 25 days of annual leave plus bank holidays and Christmas closure Opportunities for career prog...

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Part Time IFA Compliance Officer 33.50 per hour Chelmsford, Essex 20 hours per week My client, a professional independent financial advisors based in Chelmsford is seeking a Compliance Officer with previous experience within a similar role to join th...

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Responsibilities (brief): Responsible for assisting the business in management of its Conduct Risk Framework, embedding the Consumer Duty and related tasks Support the CO/DCO in embedding, promoting and supporting a transparent, positive and proporti...

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Responsibilities: Responsibilities (brief): - Responsible for assisting the Compliance Team in the execution of their duties, and in particular duties concerning the oversight and management of Delegated Authority - Reporting to the Delegated Authori...

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Location: London (Hybrid Working Arrangements) Excellent Salary and Benefits on offer (dependent upon experience) Are you a seasoned Compliance professional with a robust background in Asset Management? Do you excel in roles where you can drive meani...

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Job Title: Compliance Onboarding Specialist Location: Central London (Office-based) A leading property finance lender, specialising in bridging loans (Regulated & Unregulated and BTL). Proud to have assisted numerous property professionals, business ...

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Pure are pleased to be working with our client within the financial services industry, who are looking to recruit for a Compliance Officer on a part time basis. Main Dutes: Delegated responsibility for complaints Chairing Senior Management meetings S...

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About the Role: We are seeking a highly motivated and experienced Senior Loan Servicing Officer to join our collections team. You will play a pivotal role in ensuring exceptional customer service and portfolio performance. Responsibilities: Provide e...

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We are delighted to be working with this directly authorised firm of financial planners who look to go the extra mile when building long term relationships with their clients. Overall responsibility (SMF16) for the day-to-day compliance of the busine...

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We are seeking a highly skilled and motivated Compliance Manager to oversee the day-to-day operations of the Compliance Department in a city-based stockbroker and wealth management firm. Reporting directly to the Head of Compliance, the successful ca...

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My client I am supporting is a wonderful business and the role being sourced is A HEAD OF COMPLIANCE. TO BE THE SUCCESSFUL CANDIDATE you will be responsible for the full compliance and risk monitoring across the business AND MUST BE A HEAD OF COMPLIA...

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Chief Operating Officer Bridging Finance London We are working with a boutique Bridging Lender based in Mayfair, London. With a track record of providing innovative financing solutions, they specialise in bridging loans to facilitate property transac...

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Compliance Monitoring Officer Do you have a background within financial services? Are you currently working within a compliance, risk and regulatory role? If so this could be the perfect venture for you so get in touch with me today This is what you'...

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FRENCH SELECTION UK Commercial & Finance Division Manager - FRANCE Division Manager, Head of Division, Finance, France, French speaking, Bilingue Anglais, French Speaker, Management, Sales Manager, Directeur Commercial, Territory Manager, Area Sales ...

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Compliance Officer, Stockport 70,000-80,000 Type: Permanent Reports to: Executive Committee My client is a hugely well respected and successful Financial Services Partner who is looking for a skilled and qualified Compliance Officer to assist them in...

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Deputy Money Laundering Reporting Officer (DMLRO) Financial Services London We are working with a leading independent bridging finance provider based in the United Kingdom. With a strong presence in the market, specialising in offering fast and flexi...

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Finance Manager Job Type: 37 hours per week, 52.14 weeks of the year Location: Clacton on Sea Salary: 33,945 - 36,648 per annum We are on the lookout for a Finance Manager with a wealth of experience and a passion for financial excellence. This pivot...

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Rev & Regs are recruiting for a Head of Risk & Compliance role for a rapidly growing tech-focussed Capital Markets company. Reporting to the Chief Operating Officer, the Head of Risk & Compliance will work closely with the board to develop fit for pu...

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