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Senior Compliance Officer - 12M FTC

Senior Compliance Officer - 12M FTC

4 days ago by Reed

Reed Finance is working with our client to hire a Senior Compliance Officer (fixed term contract) position that opens to candidates within the brokerage, FX, trading, capital market and investment space. The company offers fantastic work culture and ...

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Senior Compliance Officer - 12M FTC

Senior Compliance Officer - 12M FTC

4 days ago by Reed

Reed Finance is working with our client to hire a Senior Compliance Officer (fixed term contract) position that opens to candidates within the brokerage, FX, trading, capital market and investment space. The company offers fantastic work culture and ...

Job hidden.
Director of Shared Services

Director of Shared Services

19 April by Equiniti

Equiniti is a leading international provider of shareholder, pension, remediation, and credit technology. With over 6000 employees, it supports 37 million people in 120 countries. EQ's vision is to be the leading global share registrar, offering comp...

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Compliance Advisor FTC

Compliance Advisor FTC

9 April by Goodman Masson

Responsibilities (brief): Responsible for assisting the business in management of its Conduct Risk Framework, embedding the Consumer Duty and related tasks Support the CO/DCO in embedding, promoting and supporting a transparent, positive and proporti...

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Compliance Assistant

Compliance Assistant

10 April by Goodman Masson

Responsibilities: Responsibilities (brief): - Responsible for assisting the Compliance Team in the execution of their duties, and in particular duties concerning the oversight and management of Delegated Authority - Reporting to the Delegated Authori...

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Compliance Manager

Compliance Manager

28 March by Ortus PSR

We are seeking a highly skilled and motivated Compliance Manager to oversee the day-to-day operations of the Compliance Department in a city-based stockbroker and wealth management firm. Reporting directly to the Head of Compliance, the successful ca...

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Head of Risk & Compliance

Head of Risk & Compliance

5 days ago by REV & REGS LIMITED

Rev & Regs are recruiting for a Head of Risk & Compliance role for a rapidly growing tech-focussed Capital Markets company. Reporting to the Chief Operating Officer, the Head of Risk & Compliance will work closely with the board to develop fit for pu...

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Loan Administration Senior Officer Documentation

Loan Administration Senior Officer Documentation

Are you an experienced banking professional? Do you have a keen eye for detail and a meticulous approach to work? Our client, a reputable investment banking organisation, is currently seeking a Loan Administration Senior Officer (Documentation) to jo...

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Deputy Money Laundering Officer (DMLRO)

Deputy Money Laundering Officer (DMLRO)

12 April by City & Capital

City & Capital are currently representing a highly respected & fast growing investment house and commercial property finance lender who have retained our services to support the continued growth of their brand new in-house legal & compliance departme...

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Actuary (BPA team)

Actuary (BPA team)

17 April by Canada Life

Job Title: Senior Actuary (BPA Pricing) Canada Life UK looks after the retirement, investment and protection needs of individuals, families and companies. We help to build better futures for our customers, our intermediaries and our employees by oper...

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Head of Finance - Part-time

Head of Finance - Part-time

27 March by Interquest

I am delighted to be recruiting on behalf of one of our key financial services clients for a Head of Finance on a part-time basis (3 or 4 full days). You will be reporting directly to the CFO. Key Responsibilities: Lead and manage the finance team, f...

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Head of Compliance & MLRO - Wealth Management Experience Required

Head of Compliance & MLRO - Wealth Management Experience Required

15 April by eFinancialCareers

Head of Compliance & MLRO – Wealth Management Experience Required Ref: 4014G 120K - 150K Bonus & Benefits Hybrid (City of London) We have been appointed by our Client, a leading Financial Services Group, who are looking to hire a Head of Compliance &...

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Exclusive: Remote Part Time UK Head of Compliance & MLRO - IFA or Wealth Management Experience Required

Exclusive: Remote Part Time UK Head of Compliance & MLRO - IFA or Wealth Management Experience Required

5 days ago by eFinancialCareers

Exclusive: Remote Part Time UK Head of Compliance & MLRO – IFA or Wealth Management Experience Required Ref: 4022G 80K - 100K (pro rata) Bonus & Benefits Remote (Southern England) We have been appointed by our Client, a Global Wealth Manager, who are...

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