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Compliance Advisor FTC

Compliance Advisor FTC

9 April by Goodman Masson

Responsibilities (brief): Responsible for assisting the business in management of its Conduct Risk Framework, embedding the Consumer Duty and related tasks Support the CO/DCO in embedding, promoting and supporting a transparent, positive and proporti...

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Compliance Assistant

Compliance Assistant

10 April by Goodman Masson

Responsibilities: Responsibilities (brief): - Responsible for assisting the Compliance Team in the execution of their duties, and in particular duties concerning the oversight and management of Delegated Authority - Reporting to the Delegated Authori...

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Compliance Manager

Compliance Manager

28 March by Ortus PSR

We are seeking a highly skilled and motivated Compliance Manager to oversee the day-to-day operations of the Compliance Department in a city-based stockbroker and wealth management firm. Reporting directly to the Head of Compliance, the successful ca...

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Junior Compliance Officer

Junior Compliance Officer

1 week ago by XTB LTD

XTB UK is looking for a junior level compliance officer to join its current compliance team. The role covers a variety of areas and working closely with the Head of Compliance and MLRO to ensure that the organisation conducts business in a compliant ...

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Compliance Analyst

Compliance Analyst

Yesterday by Equifind Group

Equifind have teamed up with a financial services firm in London, who are looking to add a compliance analyst to join the business. The business has recently enjoyed some fresh investment, so they are looking to add to the team to match this appetite...

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Head of Risk & Compliance

Head of Risk & Compliance

22 April by REV & REGS LIMITED

Rev & Regs are recruiting for a Head of Risk & Compliance role for a rapidly growing tech-focussed Capital Markets company. Reporting to the Chief Operating Officer, the Head of Risk & Compliance will work closely with the board to develop fit for pu...

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Loan Administration Senior Officer Documentation

Loan Administration Senior Officer Documentation

Are you an experienced banking professional? Do you have a keen eye for detail and a meticulous approach to work? Our client, a reputable investment banking organisation, is currently seeking a Loan Administration Senior Officer (Documentation) to jo...

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Deputy Money Laundering Officer (DMLRO)

Deputy Money Laundering Officer (DMLRO)

12 April by City & Capital

City & Capital are currently representing a highly respected & fast growing investment house and commercial property finance lender who have retained our services to support the continued growth of their brand new in-house legal & compliance departme...

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Data Privacy & Protection

Data Privacy & Protection

3 May by Myn

Risk & Compliance Analyst (Data Privacy & Protection) London / Hybrid Contract until end December 2024 300.00 p/d If you’re looking for a career that will help you stand out, and fulfil your potential. Whether you want a career that could take you to...

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Actuary (BPA team)

Actuary (BPA team)

17 April by Canada Life

Job Title: Senior Actuary (BPA Pricing) Canada Life UK looks after the retirement, investment and protection needs of individuals, families and companies. We help to build better futures for our customers, our intermediaries and our employees by oper...

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Finance Director

Finance Director

Deerfoot IT Recruitment has an exciting hybrid opportunity for a Finance Director to join our inclusive and collaborative team in London. This full-time Finance Director role comes with a salary of 130,000 to 160,000 and many exciting benefits - Bonu...

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